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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS

Overview Fund Activity

268 hedge funds and large institutions have $2.66B invested in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in 2019 Q4 according to their latest regulatory filings, with 64 funds opening new positions, 127 increasing their positions, 53 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
268
Holders Change
+37
Holders Change %
+16.02%
% of All Funds
5.29%
Holding in Top 10
23
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+53.33%
% of All Funds
0.45%
New
64
Increased
127
Reduced
53
Closed
21
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$555M
2
Bank of America
Bank of America
North Carolina
$233M
3
IWA
Inspirion Wealth Advisors
Illinois
$25.3M
4
Wells Fargo
Wells Fargo
California
$267M
5
Truist Financial
Truist Financial
North Carolina
$19.7M

Top Sellers

1
UBS Group
UBS Group
Switzerland
$155M
2
Jane Street
Jane Street
New York
$35.8M
3
TCM
TD Capital Management
Tennessee
$17.6M
4
AFA
American Financial Advisors
Georgia
$25.8M
5
KCM
Karp Capital Management
California
$3.82M
Name Holding Trade Value Shares
Change 		Shares
Change %
KWM
126
Kingsview Wealth Management
Oregon
$1.74M +$407K +7,855 +31%
TCWM
127
Total Clarity Wealth Management
Illinois
$1.72M +$1.72M +33,241 New
TC
128
Telemus Capital
Michigan
$1.72M +$778K +15,024 +83%
DADC
129
D.A. Davidson & Co
Montana
$1.7M +$73.4K +1,417 +5%
SIA
130
Strategic Investment Advisors
Michigan
$1.69M +$142K +2,734 +9%
Cetera Investment Advisers
131
Cetera Investment Advisers
Illinois
$1.68M +$254K +4,896 +18%
MFG
132
Merit Financial Group
Georgia
$1.64M +$316K +6,096 +24%
WWM
133
Western Wealth Management
Colorado
$1.59M +$133K +2,575 +9%
FFC
134
Fure Financial Corporation
Minnesota
$1.52M +$1.52M +29,274 New
CF
135
Centaurus Financial
California
$1.46M +$38.3K +740 +3%
SAM
136
Stringer Asset Management
Tennessee
$1.44M -$130K -2,507 -8%
AT
137
Arden Trust
Delaware
$1.43M -$46.4K -896 -3%
PG
138
Patten Group
Tennessee
$1.39M +$249K +4,798 +22%
CIAS
139
Capital Investment Advisory Services
North Carolina
$1.38M +$171K +3,299 +14%
BRWA
140
B. Riley Wealth Advisors
Florida
$1.32M +$21.7K +419 +2%
AI
141
Atria Investments
North Carolina
$1.32M -$80K -1,544 -6%
CPIA
142
Cornell Pochily Investment Advisors
New York
$1.32M +$432K +8,332 +49%
AWM
143
Adams Wealth Management
Utah
$1.3M +$1.3M +25,000 New
CFGS
144
Concourse Financial Group Securities
Alabama
$1.29M +$342K +6,595 +36%
MHS
145
M Holdings Securities
Oregon
$1.28M -$119K -2,297 -9%
CA
146
Cetera Advisors
Colorado
$1.26M +$232K +4,485 +22%
IWM
147
IHT Wealth Management
Illinois
$1.26M -$221K -4,264 -15%
NWM
148
Northwest Wealth Management
Iowa
$1.18M -$261K -5,042 -18%
APC
149
Aspire Private Capital
North Carolina
$1.13M +$53.9K +1,040 +5%
SFP
150
Strategic Financial Partners
Oregon
$1.11M +$1.11M +21,360 New
4 5
6
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