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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

377 hedge funds and large institutions have $3.56B invested in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in 2023 Q1 according to their latest regulatory filings, with 34 funds opening new positions, 128 increasing their positions, 181 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

21% more first-time investments, than exits

New positions opened: 34 | Existing positions closed: 28

0.69% more ownership

Funds ownership: 75.39%76.09% (+0.69%)

1% less funds holding

Funds holding: 379377 (-2)

6% less funds holding in top 10

Funds holding in top 10: 3129 (-2)

29% less repeat investments, than reductions

Existing positions increased: 128 | Existing positions reduced: 181

31% less capital invested

Capital invested by funds: $5.15B → $3.56B (-$1.59B)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $5K

Holders
377
Holders Change
-2
Holders Change %
-0.53%
% of All Funds
6.01%
Holding in Top 10
29
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-6.45%
% of All Funds
0.46%
New
34
Increased
128
Reduced
181
Closed
28
Calls
Puts
$5K
Net Calls
-$5K
Net Calls Change
-$10K
Name Holding Trade Value Shares
Change
Change in
Stake
SIM
76
SSI Investment Management
California
$6.85M -$2.38M -49,670 -26%
CCFM
77
Clear Creek Financial Management
Washington
$6.53M -$188K -3,917 -3%
CW
78
Connectus Wealth
Ohio
$6.16M +$5.66M +118,205 +1,134%
GBT
79
Grove Bank & Trust
Florida
$6.11M -$124K -2,599 -2%
Mariner
80
Mariner
Kansas
$6.05M -$6.07M -126,716 -50%
BAM
81
Bellevue Asset Management
Washington
$5.88M -$361K -7,544 -6%
MG
82
Mather Group
Illinois
$5.77M -$695K -14,512 -11%
SWP
83
Stratos Wealth Partners
Ohio
$5.76M -$798K -16,676 -12%
GLA
84
Good Life Advisors
Pennsylvania
$5.69M -$2.19M -45,706 -28%
WAM
85
WealthTrust Asset Management
Florida
$5.38M -$2.57M -53,669 -32%
FAIM
86
Financial Advocates Investment Management
Washington
$5.36M +$94.5K +1,974 +2%
KWM
87
Kingsview Wealth Management
Oregon
$5.32M -$1.9M -39,776 -26%
CCG
88
Cypress Capital Group
Florida
$5.32M -$1.3M -27,055 -20%
3LCM
89
3D/L Capital Management
Connecticut
$5.2M -$235K -4,910 -4%
LA
90
LexAurum Advisors
Kansas
$5.11M +$468K +9,786 +10%
IAA
91
Independent Advisor Alliance
North Carolina
$5.07M -$1.4M -29,326 -22%
RA
92
RFG Advisory
Alabama
$5.02M -$153K -3,187 -3%
DWMS
93
Dominguez Wealth Management Solutions
Virginia
$4.98M +$223K +4,664 +5%
MIFH
94
Migdal Insurance & Financial Holdings
Israel
$4.9M -$9.14K -191 -0.2%
SMF
95
Sterling Manor Financial
New York
$4.73M +$4.73M +98,745 New
VCM
96
Vivaldi Capital Management
Illinois
$4.69M -$5.31M -110,979 -53%
AFA
97
Alpha Financial Advisors
North Carolina
$4.52M -$54K -1,128 -1%
PFS
98
Prospera Financial Services
Texas
$4.38M +$31.2K +651 +0.7%
Mercer Global Advisors
99
Mercer Global Advisors
Colorado
$4.27M -$115K -2,393 -3%
Citigroup
100
Citigroup
New York
$4.15M -$2.41M -50,400 -37%

LMBS Hedge Fund Activity: Q1 2023 in Review

377 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) for Q1 2023, worth a combined $3.56B — down 31% from $5.15B a quarter earlier.

Buyers outnumbered sellers: 34 funds opened new LMBS positions and 28 closed out — a net gain of 6 holders — while 128 added to existing stakes and 181 trimmed.

The largest buyer was Stephens Inc, adding an estimated $24.4M. The largest seller was Independent Financial Group, cutting an estimated $53.4M.

  • 377 institutional investors held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) as of Q1 2023, down from 379 in Q4 2022.
  • Funds reported $3.56B of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF stock for Q1 2023, down 31% quarter-over-quarter.
  • 34 funds opened new First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF positions in Q1 2023 and 28 closed out, a net change of +6 holders.
  • The largest First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF buyer in Q1 2023 was Stephens Inc, an estimated $24.4M added.
  • The largest First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF seller in Q1 2023 was Independent Financial Group, an estimated $53.4M sold.

Based on aggregated 13F filings for Q1 2023.