Legg Mason, Inc.

LM

Delisted

LM was delisted on the 31st of July, 2020.

346 hedge funds and large institutions have $5.31B invested in Legg Mason, Inc. in 2014 Q1 according to their latest regulatory filings, with 41 funds opening new positions, 84 increasing their positions, 167 reducing their positions, and 44 closing their positions.

New

Increased

Maintained

Reduced

Closed

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

346

Holders Change

-10

Holders Change %

-2.81%

% of All Funds

10%

Holding in Top 10

Holding in Top 10 Change

-3

Holding in Top 10 Change %

-20%

% of All Funds

0.35%

New

Increased

Reduced

167

Closed

Calls

$25.5M

Puts

$10.5M

Net Calls

+$15M

Net Calls Change

+$33.6M

Top Buyers

1	FPP 1 Findlay Park Partners London, United Kingdom	$85.1M
2	PC 2 PointState Capital New York	$41.6M
3	TCIM 3 TIAA CREF Investment Management New York	$74.6M
4	4 JPMorgan Chase & Co New York	$232M
5	MNA 5 Manning & Napier Advisors Fairport, New York	$17.4M

Top Sellers

1	SAM 1 Southeastern Asset Management Memphis, Tennessee	$0
2	2 T. Rowe Price Associates Baltimore, Maryland	$616M
3	MAMU 3 Marathon Asset Management (UK) London, United Kingdom	$0
4	4 Arrowstreet Capital Boston, Massachusetts	$0
5	GC 5 Greenlight Capital New York	$0

#	Name	Holding	Trade Value	Shares Change	Shares Change %
176	IIC 176 Ironwood Investment Counsel Scottsdale, Arizona	$1.38M	-$390K	-7,960	-22%
177	CBOA 177 Commonwealth Bank of Australia Sydney, NSW, Australia	$1.37M	-$962K	-19,622	-41%
178	ST 178 Stifel Trust St. Louis, Missouri	$1.37M	-$276K	-5,630	-17%
179	EIM 179 ExxonMobil Investment Management Irving, Texas	$1.35M	-$9.07K	-185	-0.7%
180	FCBT 180 First Citizens Bank & Trust Raleigh, North Carolina	$1.34M	+$1.34M	+27,255	New
181	NJBEST 181 New Jersey Better Educational Savings Trust Trenton, New Jersey	$1.32M	–	–	–
182	SF 182 Synovus Financial Columbus, Georgia	$1.29M	-$64.9K	-1,323	-5%
183	OPERF 183 Oregon Public Employees Retirement Fund Tigard, Oregon	$1.29M	-$9.81K	-200	-0.8%
184	184 Royal London Asset Management United Kingdom	$1.26M	-$235K	-4,804	-16%
185	JHIU 185 Janus Henderson Investors US Denver, Colorado	$1.19M	+$540K	+11,000	+83%
186	186 Nomura Holdings Tokyo, Japan	$1.18M	-$499K	-10,303	-30%
187	RGI 187 River Global Investors London, United Kingdom	$1.13M	+$319K	+6,500	+39%
188	188 Grantham, Mayo, Van Otterloo & Co (GMO) Boston, Massachusetts	$1.09M	-$824K	-16,800	-43%
189	CPC 189 Cookson Peirce & Co Pittsburgh, Pennsylvania	$1.07M	+$1.07M	+21,900	New
190	SAM 190 Shell Asset Management The Hague, Netherlands	$1.07M	+$1.03K	+21	+0.1%
191	191 American Century Companies Kansas City, Missouri	$1.07M	+$153K	+3,124	+17%
192	DCM 192 Dupont Capital Management Wilmington, Delaware	$999K	–	–	–
193	193 Mitsubishi UFJ Asset Management Tokyo, Japan	$986K	-$25.9K	-527	-3%
194	COPPSERS 194 Commonwealth of Pennsylvania Public School Employees Retirement System Harrisburg, Pennsylvania	$985K	-$8.88K	-181	-0.9%
195	ERSOT 195 Employees Retirement System of Texas Austin, Texas	$981K	-$441K	-9,000	-31%
196	196 Dodge & Cox San Francisco, California	$981K	–	–	–
197	URS 197 Utah Retirement Systems Salt Lake City, Utah	$974K	+$4.91K	+100	+0.5%
198	SRC 198 Shufro Rose & Co New York	$966K	-$157K	-3,200	-14%
199	B 199 Barings Charlotte, North Carolina	$965K	-$1.27M	-25,900	-57%
200	MAA 200 Managed Account Advisors Jersey City, New Jersey	$946K	-$16.4K	-334	-2%

Legg Mason, Inc. LM

Top Buyers

Top Sellers

Legg Mason, Inc.

LM