Legg Mason, Inc.

LM

Delisted

LM was delisted on the 31st of July, 2020.

359 hedge funds and large institutions have $3.15B invested in Legg Mason, Inc. in 2018 Q1 according to their latest regulatory filings, with 55 funds opening new positions, 127 increasing their positions, 106 reducing their positions, and 39 closing their positions.

New

Increased

Maintained

Reduced

Closed

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

359

Holders Change

+10

Holders Change %

+2.87%

% of All Funds

8.24%

Holding in Top 10

Holding in Top 10 Change

Holding in Top 10 Change %

+40%

% of All Funds

0.16%

New

Increased

127

Reduced

106

Closed

Calls

$10.6M

Puts

$5.77M

Net Calls

+$4.8M

Net Calls Change

+$2.21M

Top Buyers

1	1 Fidelity Investments Boston, Massachusetts	$208M
2	2 Prudential Financial Newark, New Jersey	$32.9M
3	3 Vanguard Group Malvern, Pennsylvania	$333M
4	4 Fiera Capital (Canada) Montreal, Quebec, Canada	$19.3M
5	MSL 5 Mackay Shields LLC New York	$17.8M

Top Sellers

1	1 Invesco Atlanta, Georgia	$6.64M
2	2 Millennium Management New York	$11.3M
3	MFIMFI 3 Mesirow Financial Investment Management - Fixed Income Chicago, Illinois	$0
4	4 Two Sigma Investments New York	$0
5	5 Axa Paris, France	$6.12M

#	Name	Holding	Trade Value	Shares Change	Shares Change %
151	IP 151 Interval Partners New York	$1.84M	+$1.84M	+45,166	New
152	AIMCA 152 Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada	$1.82M	-$2.68M	-65,875	-60%
153	B 153 Barings Charlotte, North Carolina	$1.82M	–	–	–
154	154 T. Rowe Price Associates Baltimore, Maryland	$1.75M	+$15.6K	+383	+0.9%
155	MSA 155 Mason Street Advisors Milwaukee, Wisconsin	$1.73M	+$13.7K	+337	+0.8%
156	GIA 156 GHP Investment Advisors Denver, Colorado	$1.67M	+$20.9K	+513	+1%
157	157 Mackenzie Financial Toronto Ontario, Ontario, Canada	$1.62M	-$1.06M	-25,948	-39%
158	CIC 158 Cornercap Investment Counsel Atlanta, Georgia	$1.62M	+$1.62M	+39,850	New
159	SFI 159 Susquehanna Fundamental Investments Bala Cynwyd, Pennsylvania	$1.49M	+$1.49M	+36,700	New
160	GH 160 GAM Holding Zurich, Switzerland	$1.45M	–	–	–
161	AA 161 ALPS Advisors Denver, Colorado	$1.44M	+$962K	+23,667	+203%
162	162 SEI Investments Oaks, Pennsylvania	$1.42M	+$221K	+5,432	+18%
163	163 Tudor Investment Corp Stamford, Connecticut	$1.36M	+$380K	+9,341	+39%
164	OPERF 164 Oregon Public Employees Retirement Fund Tigard, Oregon	$1.33M	+$8.54K	+210	+0.6%
165	165 Kovitz Investment Group Partners Chicago, Illinois	$1.31M	+$12.2K	+300	+0.9%
166	JG 166 Jefferies Group New York	$1.26M	-$994K	-24,451	-44%
167	167 Asset Management One Tokyo, Japan	$1.26M	+$24.2K	+595	+2%
168	HCM 168 Hodges Capital Management Dallas, Texas	$1.25M	-$358K	-8,800	-22%
169	SOMRS 169 State of Michigan Retirement System Lansing, Michigan	$1.25M	+$4.07K	+100	+0.3%
170	SW 170 SVB Wealth Boston, Massachusetts	$1.23M	+$189K	+4,663	+18%
171	BCAM 171 Boston Common Asset Management Boston, Massachusetts	$1.2M	-$28K	-688	-2%
172	CAM 172 Cubic Asset Management Boston, Massachusetts	$1.19M	+$1.19M	+29,360	New
173	CA 173 Continental Advisors Park City, Utah	$1.19M	–	–	–
174	LAM 174 Lingohr Asset Management Duesseldorf, Germany	$1.16M	+$943K	+23,200	+438%
175	FG 175 Formula Growth Montreal, Quebec, Canada	$1.1M	–	–	–

Legg Mason, Inc. LM

Top Buyers

Top Sellers

Legg Mason, Inc.

LM