Legg Mason, Inc.

LM

Delisted

LM was delisted on the 31st of July, 2020.

359 hedge funds and large institutions have $3.15B invested in Legg Mason, Inc. in 2018 Q1 according to their latest regulatory filings, with 55 funds opening new positions, 127 increasing their positions, 106 reducing their positions, and 39 closing their positions.

New

Increased

Maintained

Reduced

Closed

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

359

Holders Change

+10

Holders Change %

+2.87%

% of All Funds

8.24%

Holding in Top 10

Holding in Top 10 Change

Holding in Top 10 Change %

+40%

% of All Funds

0.16%

New

Increased

127

Reduced

106

Closed

Calls

$10.6M

Puts

$5.77M

Net Calls

+$4.8M

Net Calls Change

+$2.21M

Top Buyers

1	1 Fidelity Investments Boston, Massachusetts	$208M
2	2 Prudential Financial Newark, New Jersey	$32.9M
3	3 Vanguard Group Malvern, Pennsylvania	$333M
4	4 Fiera Capital (Canada) Montreal, Quebec, Canada	$19.3M
5	MSL 5 Mackay Shields LLC New York	$17.8M

Top Sellers

1	1 Invesco Atlanta, Georgia	$6.64M
2	2 Millennium Management New York	$11.3M
3	MFIMFI 3 Mesirow Financial Investment Management - Fixed Income Chicago, Illinois	$0
4	4 Two Sigma Investments New York	$0
5	5 Axa Paris, France	$6.12M

#	Name	Holding	Trade Value	Shares Change	Shares Change %
126	126 Stifel Financial St. Louis, Missouri	$2.9M	-$950K	-23,373	-25%
127	127 Deutsche Bank Frankfurt Am Main Ge, Germany	$2.87M	-$3.43M	-84,553	-54%
128	GWM 128 Greenwich Wealth Management Greenwich, Connecticut	$2.86M	+$1.91K	+47	+0.1%
129	MOACM 129 Mutual of America Capital Management New York	$2.84M	-$34.1K	-839	-1%
130	SII 130 Silchester International Investors London, United Kingdom	$2.59M	+$700K	+17,222	+37%
131	131 Janney Montgomery Scott Philadelphia, Pennsylvania	$2.58M	+$417K	+10,253	+19%
132	132 Squarepoint New York	$2.54M	+$2.54M	+62,567	New
133	133 PNC Financial Services Group Pittsburgh, Pennsylvania	$2.4M	-$818K	-20,128	-25%
134	CBOA 134 Commonwealth Bank of Australia Sydney, NSW, Australia	$2.33M	-$460K	-11,320	-16%
135	LCM 135 Laurion Capital Management New York	$2.33M	-$4.99M	-122,675	-68%
136	ASRS 136 Arizona State Retirement System Phoenix, Arizona	$2.33M	-$175K	-4,300	-7%
137	TPSF 137 Texas Permanent School Fund Austin, Texas	$2.28M	-$74.4K	-1,831	-3%
138	QIM 138 Quantitative Investment Management Charlottesville, Virginia	$2.21M	-$654K	-16,100	-23%
139	CB 139 Cadence Bank Tupelo, Mississippi	$2.18M	+$101K	+2,476	+5%
140	MIM 140 MetLife Investment Management Whippany, New Jersey	$2.15M	-$54.5K	-1,341	-2%
141	KCM 141 Kendall Capital Management Rockville, Maryland	$2.13M	-$82.3K	-2,025	-4%
142	142 Canada Life Winnipeg, Manitoba, Canada	$2.05M	+$10.3K	+254	+0.5%
143	FC 143 Fairpointe Capital Chicago, Illinois	$2.04M	-$12.1M	-296,800	-86%
144	WBC 144 Westpac Banking Corp Sydney, Australia	$2M	+$616K	+15,150	+44%
145	PCM 145 Poehling Capital Management Madison, Wisconsin	$1.92M	-$14.2K	-350	-0.7%
146	146 AllianceBernstein Nashville, Tennessee	$1.92M	-$222K	-5,450	-10%
147	CCM 147 Cadence Capital Management Boston, Massachusetts	$1.9M	-$25.6K	-629	-1%
148	148 Federated Hermes Pittsburgh, Pennsylvania	$1.88M	+$293K	+7,199	+18%
149	SSA 149 Schonfeld Strategic Advisors New York	$1.87M	+$1.87M	+46,039	New
150	CCM 150 Coe Capital Management Highland Park, Illinois	$1.84M	–	–	–

Legg Mason, Inc. LM

Top Buyers

Top Sellers

Legg Mason, Inc.

LM