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LM

Legg Mason, Inc.
LM

Delisted

LM was delisted on the 31st of July, 2020.

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311 hedge funds and large institutions have $2.44B invested in Legg Mason, Inc. in 2016 Q4 according to their latest regulatory filings, with 62 funds opening new positions, 107 increasing their positions, 97 reducing their positions, and 67 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more funds holding in top 10

Funds holding in top 10: 4 → 5 (+1)

10% more repeat investments, than reductions

Existing positions increased: 107 | Existing positions reduced: 97

7% less first-time investments, than exits

New positions opened: 62 | Existing positions closed: 67

3% less funds holding

Funds holding: 319 → 311 (-8)

9% less capital invested

Capital invested by funds: $2.68B → $2.44B (-$241M)

17% less call options, than puts

Call options by funds: $5.52M | Put options by funds: $6.69M

Holders
311
Holders Change
-8
Holders Change %
-2.51%
% of All Funds
7.78%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.13%
New
62
Increased
107
Reduced
97
Closed
67
Calls
$5.52M
Puts
$6.69M
Net Calls
-$1.17M
Net Calls Change
+$495K

Top Buyers

Rank Fund Capital Flow
1
BFA
BlackRock Fund Advisors
California
+$68.3M
2
BIT
BlackRock Institutional Trust
California
+$36.9M
3
LSV Asset Management
LSV Asset Management
Illinois
+$34.6M
4
Fidelity Investments
Fidelity Investments
Massachusetts
+$30.4M
5
Capital World Investors
Capital World Investors
California
+$28.8M

Top Sellers

Rank Fund Capital Flow
1
JP Morgan Chase
JP Morgan Chase
New York
-$50.8M
2
Wellington Management Group
Wellington Management Group
Massachusetts
-$48.4M
3
JCM
Junto Capital Management
New York
-$38.2M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$37.4M
5
Millennium Management
Millennium Management
New York
-$36.6M
Name Holding Trade Value Shares
Change 		Change in
Stake
IA
126
Icon Advisers
Colorado
$1.68M +$380K +12,100 +28%
VIA
127
Vident Investment Advisory
Georgia
$1.67M -$102K -3,234 -5%
Ohio Public Employees Retirement System (OPERS)
128
Ohio Public Employees Retirement System (OPERS)
Ohio
$1.64M +$115K +3,650 +9%
Prudential Financial
129
Prudential Financial
New Jersey
$1.62M -$2.51M -79,992 -60%
Canada Life
130
Canada Life
Manitoba, Canada
$1.54M +$730K +23,223 +83%
CCM
131
Coe Capital Management
Illinois
$1.44M – – –
LTI
132
Laffer Tengler Investments
Tennessee
$1.42M +$1.5M +47,595 New
WBC
133
Westpac Banking Corp
Australia
$1.39M +$314K +10,000 +31%
FC
134
Fairpointe Capital
Illinois
$1.37M +$116K +3,700 +9%
B
135
BancorpSouth
Mississippi
$1.31M +$1.37M +43,735 New
PAM
136
Princeton Alpha Management
New Jersey
$1.31M +$1.37M +43,738 New
LJAC
137
L.J. Altfest & Co
New York
$1.3M -$16K -510 -1%
LMGAM
138
Liberty Mutual Group Asset Management
Massachusetts
$1.26M +$1.01M +32,180 +320%
MERSOM
139
Municipal Employees' Retirement System of Michigan
Michigan
$1.26M +$1.22M +38,780 +1,165%
MSA
140
Mason Street Advisors
Wisconsin
$1.25M +$926K +29,480 +236%
CCM
141
Cadence Capital Management
Massachusetts
$1.25M +$462K +14,699 +54%
WG
142
Winton Group
United Kingdom
$1.23M +$1.29M +41,057 New
Asset Management One
143
Asset Management One
Japan
$1.23M +$56.3K +1,793 +5%
OPERF
144
Oregon Public Employees Retirement Fund
Oregon
$1.22M +$935K +29,761 +269%
ASRS
145
Arizona State Retirement System
Arizona
$1.2M +$549K +17,482 +77%
AAM
146
Auxier Asset Management
Oregon
$1.18M +$251K +8,000 +25%
Thrivent Financial for Lutherans
147
Thrivent Financial for Lutherans
Minnesota
$1.16M +$1.22M +38,860 New
JG
148
Jefferies Group
New York
$1.13M +$1.19M +37,816 New
Citigroup
149
Citigroup
New York
$1.11M -$7.21M -229,635 -86%
AWCI
150
Alpine Woods Capital Investors
New York
$1.11M +$31.4K +1,000 +3%
4 5
6
7 8

LM Hedge Fund Activity: Q4 2016 in Review

311 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Legg Mason, Inc. (LM) for Q4 2016, worth a combined $2.44B — down 9% from $2.68B a quarter earlier.

Sellers outnumbered buyers: 67 funds closed out of LM and 62 opened new positions — a net loss of 5 holders — while 97 trimmed existing stakes and 107 added.

The largest buyer was BlackRock Fund Advisors, adding an estimated $68.3M. The largest seller was JP Morgan Chase, cutting an estimated $50.8M.

  • 311 institutional investors held Legg Mason, Inc. (LM) as of Q4 2016, down from 319 in Q3 2016.
  • Funds reported $2.44B of Legg Mason, Inc. stock for Q4 2016, down 9% quarter-over-quarter.
  • 62 funds opened new Legg Mason, Inc. positions in Q4 2016 and 67 closed out, a net change of -5 holders.
  • The largest Legg Mason, Inc. buyer in Q4 2016 was BlackRock Fund Advisors, an estimated $68.3M added.
  • The largest Legg Mason, Inc. seller in Q4 2016 was JP Morgan Chase, an estimated $50.8M sold.

Based on aggregated 13F filings for Q4 2016.