Princeton Alpha Management’s Legg Mason, Inc. LM Stock Holding History

Princeton Alpha Management’s Portfolio LM Stock Details LM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-14,053	Closed	-$507K	–	450
2017 Q1	$507K	Sell	14,053 -29,685	-68%	-$1.03M	0.17%	196
2016 Q4	$1.31M	Buy	+43,738	New	+$1.37M	0.27%	98
2016 Q3	–	Sell	-19,746	Closed	-$582K	–	1013
2016 Q2	$582K	Buy	+19,746	New	+$640K	0.1%	308
2016 Q1	–	Sell	-17,298	Closed	-$679K	–	1008
2015 Q4	$679K	Buy	17,298 +5,014	+41%	+$215K	0.12%	262
2015 Q3	$511K	Sell	12,284 -19,010	-61%	-$881K	0.1%	293
2015 Q2	$1.61M	Buy	31,294 +21,592	+223%	+$1.16M	0.32%	80
2015 Q1	$536K	Sell	9,702 -20,271	-68%	-$1.14M	0.12%	251
2014 Q4	$1.6M	Buy	29,973 +17,066	+132%	+$900K	0.45%	32
2014 Q3	$660K	Buy	+12,907	New	+$640K	0.15%	192

Other funds holding LM

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

FPA

First Pacific Advisors El Segundo, California $7.14B AUM 21.51% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

CCP

Clarkston Capital Partners Rochester, Michigan $1.31B AUM 3.79% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Princeton Alpha Management's LM Position: Q2 2017 in Review

Princeton Alpha Management sold out of Legg Mason, Inc. (LM) in Q2 2017, closing a stake of 14,053 shares — an estimated $507K sold.

Princeton Alpha Management first reported a position in LM in Q3 2014 and held it in 9 quarters. The position peaked at $1.61M in Q2 2015. 320 funds tracked by Wall St. Rank hold LM as of Q2 2017.

Princeton Alpha Management reported no remaining Legg Mason, Inc. position as of Q2 2017 after selling out during the quarter.
Princeton Alpha Management sold 14,053 Legg Mason, Inc. shares in Q2 2017, an estimated $507K.
Princeton Alpha Management first reported a position in Legg Mason, Inc. in Q3 2014 and held it in 9 quarters.
Princeton Alpha Management's Legg Mason, Inc. position peaked at $1.61M in Q2 2015.
320 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q2 2017.

Based on Princeton Alpha Management's 13F filing for Q2 2017.