Legg Mason, Inc.

LM

Delisted

LM was delisted on the 31st of July, 2020.

311 hedge funds and large institutions have $2.44B invested in Legg Mason, Inc. in 2016 Q4 according to their latest regulatory filings, with 62 funds opening new positions, 107 increasing their positions, 97 reducing their positions, and 67 closing their positions.

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

311

Holders Change

-8

Holders Change %

-2.51%

% of All Funds

7.79%

Holding in Top 10

Holding in Top 10 Change

Holding in Top 10 Change %

+25%

% of All Funds

0.13%

New

Increased

107

Reduced

Closed

Calls

$5.52M

Puts

$6.69M

Net Calls

-$1.17M

Net Calls Change

+$495K

Top Buyers

1	BFA 1 BlackRock Fund Advisors San Francisco, California	$114M
2	BIT 2 BlackRock Institutional Trust San Francisco, California	$114M
3	3 LSV Asset Management Chicago, Illinois	$39.8M
4	4 Fidelity Investments Boston, Massachusetts	$161M
5	5 Capital World Investors Los Angeles, California	$44.3M

Top Sellers

1	1 JPMorgan Chase & Co New York	$5.38M
2	2 Wellington Management Group Boston, Massachusetts	$70.2M
3	JCM 3 Junto Capital Management New York	$0
4	4 Millennium Management New York	$0
5	5 Vanguard Group Malvern, Pennsylvania	$213M

#	Name	Holding	Trade Value	Shares Change	Shares Change %
101	101 Legal & General Group London, United Kingdom	$2.52M	+$169K	+5,651	+7%
102	102 Tudor Investment Corp Stamford, Connecticut	$2.48M	-$7.14M	-238,717	-74%
103	AG 103 Aperio Group Sausalito, California	$2.47M	-$474K	-15,858	-16%
104	104 Nisa Investment Advisors St. Louis, Missouri	$2.44M	-$121K	-4,040	-5%
105	GWM 105 Greenwich Wealth Management Greenwich, Connecticut	$2.29M	–	–	–
106	106 Royal Bank of Canada Toronto, Ontario, Canada	$2.22M	+$221K	+7,384	+11%
107	GIA 107 Gargoyle Investment Advisor Englewood, New Jersey	$2.2M	-$43.2K	-1,446	-2%
108	108 AllianceBernstein Nashville, Tennessee	$2.16M	-$3.06M	-102,168	-59%
109	109 UBS AM Chicago, Illinois	$2.14M	-$641K	-21,428	-23%
110	MOACM 110 Mutual of America Capital Management New York	$2.12M	+$1.74M	+58,076	+455%
111	BCM 111 BlueMar Capital Management Miami, Florida	$2.09M	-$1.17M	-39,041	-36%
112	112 Barclays London, United Kingdom	$2.01M	+$1.37M	+45,964	+216%
113	BJ 113 BlackRock Japan Tokyo, Japan	$1.96M	+$1.76M	+58,804	+867%
114	TPSF 114 Texas Permanent School Fund Austin, Texas	$1.96M	+$1.11M	+37,162	+131%
115	GH 115 GAM Holding Zurich, Switzerland	$1.92M	+$92.1K	+3,079	+5%
116	CCP 116 Corient Capital Partners Newport Beach, California	$1.91M	+$299K	+10,006	+19%
117	117 Citadel Advisors Miami, Florida	$1.91M	-$4.47M	-149,438	-70%
118	118 Stifel Financial St. Louis, Missouri	$1.9M	+$403K	+13,462	+27%
119	BOTW 119 Bank of the West Monterey Park, California	$1.89M	+$141K	+4,725	+8%
120	120 Federated Hermes Pittsburgh, Pennsylvania	$1.89M	+$1.8M	+60,307	+2,219%
121	PP 121 Paloma Partners Greenwich, Connecticut	$1.83M	+$470K	+15,730	+35%
122	BA 122 BlackRock Advisors Wilmington, Delaware	$1.81M	+$494K	+16,504	+38%
123	123 State of Tennessee, Department of Treasury Nashville, Tennessee	$1.8M	-$2.73M	-91,149	-60%
124	SCM 124 Stevens Capital Management Radnor, Pennsylvania	$1.78M	+$1.78M	+59,417	New
125	125 State of Wisconsin Investment Board Madison, Wisconsin	$1.72M	-$281K	-9,404	-14%

Legg Mason, Inc. LM

Top Buyers

Top Sellers

Legg Mason, Inc.

LM