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LM

Legg Mason, Inc.
LM

Delisted

LM was delisted on the 31st of July, 2020.

377 hedge funds and large institutions have $8.11B invested in Legg Mason, Inc. in 2014 Q4 according to their latest regulatory filings, with 44 funds opening new positions, 116 increasing their positions, 159 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

58% more capital invested

Capital invested by funds: $5.14B → $8.11B (+$2.97B)

57% more first-time investments, than exits

New positions opened: 44 | Existing positions closed: 28

52% more call options, than puts

Call options by funds: $12.4M | Put options by funds: $8.15M

3% more funds holding

Funds holding: 366377 (+11)

8% less funds holding in top 10

Funds holding in top 10: 1211 (-1)

27% less repeat investments, than reductions

Existing positions increased: 116 | Existing positions reduced: 159

Holders
377
Holders Change
+11
Holders Change %
+3.01%
% of All Funds
10.06%
Holding in Top 10
11
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-8.33%
% of All Funds
0.29%
New
44
Increased
116
Reduced
159
Closed
28
Calls
$12.4M
Puts
$8.15M
Net Calls
+$4.28M
Net Calls Change
+$1.12M
Name Holding Trade Value Shares
Change
Change in
Stake
WBC
101
Westpac Banking Corp
Australia
$5.83M +$370K +7,016 +7%
EVM
102
Eaton Vance Management
Massachusetts
$5.72M +$478K +9,051 +9%
Nisa Investment Advisors
103
Nisa Investment Advisors
Missouri
$5.57M -$7.91K -150 -0.1%
NRECA
104
National Rural Electric Cooperative Association
Virginia
$5.47M
CI
105
Cowen Inc
New York
$5.46M +$370K +7,016 +7%
ARTA
106
A.R.T. Advisors
New York
$5.33M +$5.27M +99,876 New
Capital Fund Management (CFM)
107
Capital Fund Management (CFM)
France
$5.27M -$2.77M -52,432 -35%
BNP Paribas Financial Markets
108
BNP Paribas Financial Markets
France
$5.1M +$445K +8,431 +10%
HSBC Holdings
109
HSBC Holdings
United Kingdom
$5.02M +$738K +13,992 +17%
PI
110
Putnam Investments
Massachusetts
$4.99M -$153K -2,900 -3%
Asset Management One
111
Asset Management One
Japan
$4.83M +$412K +7,810 +10%
HS
112
HighVista Strategies
Massachusetts
$4.76M -$463K -8,775 -9%
Canada Life
113
Canada Life
Manitoba, Canada
$4.58M +$1.08M +20,394 +31%
UBS Group
114
UBS Group
Switzerland
$4.45M +$4.39M +83,292 New
State of Wisconsin Investment Board
115
State of Wisconsin Investment Board
Wisconsin
$4.32M +$244K +4,620 +6%
Stifel Financial
116
Stifel Financial
Missouri
$4.15M +$3.73M +70,645 +991%
Chevy Chase Trust
117
Chevy Chase Trust
Maryland
$4.04M -$97.7K -1,851 -2%
Royal Bank of Canada
118
Royal Bank of Canada
Ontario, Canada
$4.03M +$1.44M +27,376 +57%
Ameriprise
119
Ameriprise
Minnesota
$4M -$58.1K -1,101 -1%
WCF
120
West Coast Financial
California
$3.99M -$56.1K -1,064 -1%
Barclays
121
Barclays
United Kingdom
$3.86M +$73K +1,384 +2%
VOYA Investment Management
122
VOYA Investment Management
Georgia
$3.71M -$296K -5,610 -7%
Fisher Asset Management
123
Fisher Asset Management
Washington
$3.61M -$81.8K -1,550 -2%
SEI Investments
124
SEI Investments
Pennsylvania
$3.55M +$3.51M +66,485 New
SLF
125
Sun Life Financial
Ontario, Canada
$3.48M -$483K -9,147 -12%

LM Hedge Fund Activity: Q4 2014 in Review

377 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Legg Mason, Inc. (LM) for Q4 2014, worth a combined $8.11B — up 58% from $5.14B a quarter earlier.

Buyers outnumbered sellers: 44 funds opened new LM positions and 28 closed out — a net gain of 16 holders — while 116 added to existing stakes and 159 trimmed.

The largest buyer was Viking Global Investors, opening a new position worth an estimated $194M. The largest seller was T. Rowe Price Associates, cutting an estimated $324M.

  • 377 institutional investors held Legg Mason, Inc. (LM) as of Q4 2014, up from 366 in Q3 2014.
  • Funds reported $8.11B of Legg Mason, Inc. stock for Q4 2014, up 58% quarter-over-quarter.
  • 44 funds opened new Legg Mason, Inc. positions in Q4 2014 and 28 closed out, a net change of +16 holders.
  • The largest Legg Mason, Inc. buyer in Q4 2014 was Viking Global Investors, an estimated $194M added.
  • The largest Legg Mason, Inc. seller in Q4 2014 was T. Rowe Price Associates, an estimated $324M sold.

Based on aggregated 13F filings for Q4 2014.