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LM

Legg Mason, Inc.
LM

Delisted

LM was delisted on the 31st of July, 2020.

303 hedge funds and large institutions have $3.05B invested in Legg Mason, Inc. in 2017 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 109 increasing their positions, 107 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

32% more call options, than puts

Call options by funds: $8.48M | Put options by funds: $6.41M

2% more repeat investments, than reductions

Existing positions increased: 109 | Existing positions reduced: 107

1% more capital invested

Capital invested by funds: $3.02B → $3.05B (+$23.8M)

5% less funds holding

Funds holding: 320303 (-17)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

34% less first-time investments, than exits

New positions opened: 27 | Existing positions closed: 41

Holders
303
Holders Change
-17
Holders Change %
-5.31%
% of All Funds
7.55%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.1%
New
27
Increased
109
Reduced
107
Closed
41
Calls
$8.48M
Puts
$6.41M
Net Calls
+$2.07M
Net Calls Change
-$734K
Name Holding Trade Value Shares
Change
Change in
Stake
Comerica Bank
26
Comerica Bank
Texas
$23.4M -$377K -9,829 -2%
TA
27
Teachers Advisors
New York
$22.9M +$660K +17,187 +3%
IAM
28
Impax Asset Management
New Hampshire
$22.7M -$6.48M -168,700 -23%
PCC
29
Park Circle Company
Maryland
$22.5M
PPA
30
Parametric Portfolio Associates
Washington
$22.1M -$565K -14,722 -3%
Morgan Stanley
31
Morgan Stanley
New York
$21.5M -$2.04M -53,013 -9%
Citigroup
32
Citigroup
New York
$21.2M +$19.8M +514,577 +2,020%
CCMH
33
Cornerstone Capital Management Holdings
New York
$20.2M +$12.3M +320,376 +165%
DGHMC
34
Dalton, Greiner, Hartman, Maher & Co
New York
$20.1M +$19.6M +511,081 New
Charles Schwab
35
Charles Schwab
California
$19.1M +$4.68M +121,902 +34%
Wellington Management Group
36
Wellington Management Group
Massachusetts
$19M -$5.83M -151,870 -24%
MFIMFI
37
Mesirow Financial Investment Management - Fixed Income
Illinois
$17.7M +$2.47M +64,230 +17%
Millennium Management
38
Millennium Management
New York
$17.6M -$4.42M -115,027 -20%
WI
39
WBI Investments
New Jersey
$17.6M +$15.5M +404,761 +933%
T. Rowe Price Associates
40
T. Rowe Price Associates
Maryland
$15.9M -$12.1M -315,042 -44%
O
41
OppenheimerFunds
New York
$15.2M +$1.87M +48,694 +14%
Principal Financial Group
42
Principal Financial Group
Iowa
$14.7M +$343K +8,920 +2%
Ameriprise
43
Ameriprise
Minnesota
$14.3M +$3.32M +86,389 +31%
FC
44
Fairpointe Capital
Illinois
$13.9M -$661K -17,200 -5%
First Trust Advisors
45
First Trust Advisors
Illinois
$13.6M +$8.06M +209,971 +154%
OCM
46
Olstein Capital Management
New York
$13.5M
California Public Employees Retirement System
47
California Public Employees Retirement System
California
$12.9M +$339K +8,820 +3%
SFM
48
Systematic Financial Management
New Jersey
$12.5M -$32K -832 -0.3%
Wells Fargo
49
Wells Fargo
California
$12.2M +$399K +10,394 +3%
TCIM
50
TIAA CREF Investment Management
New York
$12.1M -$485K -12,631 -4%

LM Hedge Fund Activity: Q3 2017 in Review

303 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Legg Mason, Inc. (LM) for Q3 2017, worth a combined $3.05B — up 0.79% from $3.02B a quarter earlier.

Sellers outnumbered buyers: 41 funds closed out of LM and 27 opened new positions — a net loss of 14 holders — while 107 trimmed existing stakes and 109 added.

The largest buyer was Junto Capital Management, opening a new position worth an estimated $27.3M. The largest seller was Fidelity Investments, cutting an estimated $39.3M.

  • 303 institutional investors held Legg Mason, Inc. (LM) as of Q3 2017, down from 320 in Q2 2017.
  • Funds reported $3.05B of Legg Mason, Inc. stock for Q3 2017, up 0.79% quarter-over-quarter.
  • 27 funds opened new Legg Mason, Inc. positions in Q3 2017 and 41 closed out, a net change of -14 holders.
  • The largest Legg Mason, Inc. buyer in Q3 2017 was Junto Capital Management, an estimated $27.3M added.
  • The largest Legg Mason, Inc. seller in Q3 2017 was Fidelity Investments, an estimated $39.3M sold.

Based on aggregated 13F filings for Q3 2017.