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LM

Legg Mason, Inc.
LM

Delisted

LM was delisted on the 31st of July, 2020.

381 hedge funds and large institutions have $3.75B invested in Legg Mason, Inc. in 2015 Q4 according to their latest regulatory filings, with 52 funds opening new positions, 131 increasing their positions, 127 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

337% more call options, than puts

Call options by funds: $11.3M | Put options by funds: $2.59M

63% more first-time investments, than exits

New positions opened: 52 | Existing positions closed: 32

40% more funds holding in top 10

Funds holding in top 10: 57 (+2)

4% more funds holding

Funds holding: 366381 (+15)

3% more repeat investments, than reductions

Existing positions increased: 131 | Existing positions reduced: 127

6% less capital invested

Capital invested by funds: $3.99B → $3.75B (-$240M)

Holders
381
Holders Change
+15
Holders Change %
+4.1%
% of All Funds
9.99%
Holding in Top 10
7
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+40%
% of All Funds
0.18%
New
52
Increased
131
Reduced
127
Closed
32
Calls
$11.3M
Puts
$2.59M
Net Calls
+$8.74M
Net Calls Change
-$16.9M
Name Holding Trade Value Shares
Change
Change in
Stake
DAM
351
Delta Asset Management
Tennessee
$17K -$4.28K -100 -19%
RAM
352
Riggs Asset Management
Pennsylvania
$14K
WAM
353
Wealthspire Advisors (Maryland)
Maryland
$13K +$14.1K +329 New
AW
354
Alpha Windward
Massachusetts
$12K -$419K -9,788 -97%
SAMC
355
Shinko Asset Management Company
Japan
$12K
SA
356
SRH Advisors
Kansas
$12K
1832 Asset Management
357
1832 Asset Management
Ontario, Canada
$9K
HNB
358
Huntington National Bank
Ohio
$6K
TFO
359
Tarbox Family Office
California
$6K
GAM
360
Gemmer Asset Management
California
$6K +$2.61K +61 +64%
S
361
SignatureFD
Georgia
$6K +$4.45K +104 +182%
MFS
362
MSI Financial Services
Massachusetts
$6K +$6.47K +151 New
Manulife (Manufacturers Life Insurance)
363
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$4.26K -$261K -6,094 -5%
AIM
364
Advantage Investment Management
Iowa
$3K
IWMPD
365
Integrated Wealth Management (Palm Desert)
California
$3K
UMA
366
USA Mutuals Advisors
Texas
$3K +$2.87K +67 New
IA
367
IFP Advisors
Florida
$3K +$3.6K +84 New
AA
368
Apriem Advisors
California
$2K
PFBT
369
Parkside Financial Bank & Trust
Missouri
$2K
TSU
370
TD Securities (USA)
New York
$1K -$1.67K -39 -62%
JFGIW
371
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$1K
KTC
372
Kistler-Tiffany Companies
Pennsylvania
$1K
TCM
373
Tradewinds Capital Management
Washington
$1K
TFA
374
Transamerica Financial Advisors
Florida
$1K
ZB
375
Zions Bancorporation
Utah
$1K

LM Hedge Fund Activity: Q4 2015 in Review

381 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Legg Mason, Inc. (LM) for Q4 2015, worth a combined $3.75B — down 6% from $3.99B a quarter earlier.

Buyers outnumbered sellers: 52 funds opened new LM positions and 32 closed out — a net gain of 20 holders — while 131 added to existing stakes and 127 trimmed.

The largest buyer was Samlyn Capital, adding an estimated $99.3M. The largest seller was Citadel Advisors, cutting an estimated $45.3M.

  • 381 institutional investors held Legg Mason, Inc. (LM) as of Q4 2015, up from 366 in Q3 2015.
  • Funds reported $3.75B of Legg Mason, Inc. stock for Q4 2015, down 6% quarter-over-quarter.
  • 52 funds opened new Legg Mason, Inc. positions in Q4 2015 and 32 closed out, a net change of +20 holders.
  • The largest Legg Mason, Inc. buyer in Q4 2015 was Samlyn Capital, an estimated $99.3M added.
  • The largest Legg Mason, Inc. seller in Q4 2015 was Citadel Advisors, an estimated $45.3M sold.

Based on aggregated 13F filings for Q4 2015.