Legg Mason, Inc.

LM

Delisted

LM was delisted on the 31st of July, 2020.

374 hedge funds and large institutions have $5.34B invested in Legg Mason, Inc. in 2015 Q1 according to their latest regulatory filings, with 38 funds opening new positions, 116 increasing their positions, 169 reducing their positions, and 35 closing their positions.

New

Increased

Maintained

Reduced

Closed

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

374

Holders Change

-3

Holders Change %

-0.8%

% of All Funds

9.98%

Holding in Top 10

Holding in Top 10 Change

-2

Holding in Top 10 Change %

-18.18%

% of All Funds

0.24%

New

Increased

116

Reduced

169

Closed

Calls

$20.4M

Puts

$4.2M

Net Calls

+$16.2M

Net Calls Change

+$11.9M

Top Buyers

1	1 Adage Capital Partners Boston, Massachusetts	$75.4M
2	2 Vanguard Group Malvern, Pennsylvania	$473M
3	3 Millennium Management New York	$31.7M
4	4 Wellington Management Group Boston, Massachusetts	$233M
5	5 Goldman Sachs New York	$58.5M

Top Sellers

1	1 JPMorgan Chase & Co New York	$291M
2	2 Viking Global Investors Stamford, Connecticut	$142M
3	3 T. Rowe Price Associates Baltimore, Maryland	$55.6M
4	4 State of New Jersey Common Pension Fund D Trenton, New Jersey	$48.6M
5	5 Allianz Asset Management Munich, Germany	$4.54M

#	Name	Holding	Trade Value	Shares Change	Shares Change %
326	FAM 326 Formidable Asset Management Cincinnati, Ohio	$128K	–	–	–
327	CBOA 327 Commonwealth Bank of Australia Sydney, NSW, Australia	$121K	-$203K	-3,691	-63%
328	CLOS 328 Compagnie Lombard Odier SCmA 1204 Geneva, Switzerland	$119K	–	–	–
329	PAM 329 PartnerRe Asset Management Greenwich, Connecticut	$116K	-$2.15K	-39	-2%
330	330 DekaBank Deutsche Girozentrale Frankfurt, Germany	$109K	-$27.4K	-496	-20%
331	EOJOAM 331 E. Ohman J:or Asset Management Stockholm, Sweden	$99.4K	–	–	–
332	FMII 332 Farmers & Merchants Investments Inc Lincoln, Nebraska	$98K	–	–	–
333	MCA 333 Mercer Capital Advisers Little Silver, New Jersey	$88K	–	–	–
334	MCM 334 Manchester Capital Management Manchester, Vermont	$80K	-$23.2K	-423	-22%
335	WTC 335 WhitTier Trust Company Reno, Nevada	$80K	-$18K	-328	-18%
336	TCOV 336 Trust Company of Vermont Brattleboro, Vermont	$69K	–	–	–
337	BA 337 BlackRock Advisors Wilmington, Delaware	$61K	-$2.78M	-50,540	-98%
338	NYLT 338 New York Life Trust New York	$55K	-$64.4K	-1,174	-54%
339	DAM 339 Delta Asset Management Memphis, Tennessee	$54K	-$18.6K	-340	-26%
340	MAM 340 Mizuho Asset Management Tokyo, Japan	$50K	+$23.4K	+423	+88%
341	341 Bessemer Group Woodbridge, New Jersey	$41K	–	–	–
342	GIS 342 Guardian Investor Services New York	$38K	-$1.05K	-19	-3%
343	PI 343 PineBridge Investments New York	$36K	-$515K	-9,247	-93%
344	SFWA 344 Summit Financial Wealth Advisors Lafayette, Louisiana	$33K	–	–	–
345	345 Simplex Trading Chicago, Illinois	$33K	+$33K	+600	New
346	AAM 346 Advisors Asset Management Monument, Colorado	$28K	–	–	–
347	GLI 347 Guardian Life Insurance New York	$24K	-$7.47K	-136	-24%
348	FANJ 348 Financial Architects (New Jersey) Marlton, New Jersey	$23K	+$3.11K	+57	+16%
349	HNB 349 Huntington National Bank Columbus, Ohio	$22K	–	–	–
350	SAMC 350 Shinko Asset Management Company Tokyo, Japan	$21K	–	–	–

Legg Mason, Inc. LM

Top Buyers

Top Sellers

Legg Mason, Inc.

LM