Legg Mason, Inc.

LM

Delisted

LM was delisted on the 31st of July, 2020.

377 hedge funds and large institutions have $8.11B invested in Legg Mason, Inc. in 2014 Q4 according to their latest regulatory filings, with 44 funds opening new positions, 116 increasing their positions, 159 reducing their positions, and 28 closing their positions.

New

Increased

Maintained

Reduced

Closed

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

377

Holders Change

+11

Holders Change %

+3.01%

% of All Funds

10.06%

Holding in Top 10

Holding in Top 10 Change

-1

Holding in Top 10 Change %

-8.33%

% of All Funds

0.29%

New

Increased

116

Reduced

159

Closed

Calls

$12.4M

Puts

$8.15M

Net Calls

+$4.28M

Net Calls Change

+$1.12M

Top Buyers

1	1 Viking Global Investors Stamford, Connecticut	$197M
2	2 Wellington Management Group Boston, Massachusetts	$209M
3	3 Citadel Advisors Miami, Florida	$68M
4	4 JPMorgan Chase & Co New York	$341M
5	TCIM 5 TIAA CREF Investment Management New York	$103M

Top Sellers

1	1 T. Rowe Price Associates Baltimore, Maryland	$88.3M
2	2 Bank of New York Mellon New York	$63.2M
3	3 Fidelity Investments Boston, Massachusetts	$3.42M
4	4 Pzena Investment Management New York	$30.6M
5	FPP 5 Findlay Park Partners London, United Kingdom	$17.7M

#	Name	Holding	Trade Value	Shares Change	Shares Change %
326	FAM 326 Formidable Asset Management Cincinnati, Ohio	$127K	–	–	–
327	NYLT 327 New York Life Trust New York	$116K	-$6.07K	-114	-5%
328	CLOS 328 Compagnie Lombard Odier SCmA 1204 Geneva, Switzerland	$115K	–	–	–
329	PAM 329 PartnerRe Asset Management Greenwich, Connecticut	$114K	+$14.6K	+273	+15%
330	WAM 330 Wolverine Asset Management Chicago, Illinois	$101K	-$10.6K	-200	-10%
331	MCM 331 Manchester Capital Management Manchester, Vermont	$101K	–	–	–
332	SEC 332 Seven Eight Capital New York	$100K	+$4.2K	+79	+4%
333	EOJOAM 333 E. Ohman J:or Asset Management Stockholm, Sweden	$96.8K	–	–	–
334	FMII 334 Farmers & Merchants Investments Inc Lincoln, Nebraska	$95K	-$3.47K	-65	-4%
335	WTC 335 WhitTier Trust Company Reno, Nevada	$95K	–	–	–
336	MCA 336 Mercer Capital Advisers Little Silver, New Jersey	$85K	+$85K	+1,600	New
337	RNS 337 Robert N. Shapiro	$75K	+$44K	+805	+142%
338	DAM 338 Delta Asset Management Memphis, Tennessee	$71K	-$19.3K	-360	-21%
339	IMS 339 Index Management Solutions Philadelphia, Pennsylvania	$67K	-$162K	-3,041	-71%
340	TCOV 340 Trust Company of Vermont Brattleboro, Vermont	$67K	–	–	–
341	EPM 341 Equitec Proprietary Markets Chicago, Illinois	$48K	+$48K	+907	New
342	IRS 342 Invictus RG (Singapore) Singapore	$45K	-$176K	-3,325	-80%
343	ICM 343 ICC Capital Management Orlando, Florida	$40K	–	–	–
344	344 Bessemer Group Woodbridge, New Jersey	$40K	–	–	–
345	GIS 345 Guardian Investor Services New York	$38K	-$1.35K	-25	-3%
346	SFWA 346 Summit Financial Wealth Advisors Lafayette, Louisiana	$33K	+$33K	+611	New
347	GLI 347 Guardian Life Insurance New York	$31K	-$649	-12	-2%
348	MFS 348 MSI Financial Services Springfield, Massachusetts	$29K	–	–	–
349	AAM 349 Advisors Asset Management Monument, Colorado	$27K	-$5.4K	-100	-17%
350	MAM 350 Mizuho Asset Management Tokyo, Japan	$26K	–	–	–

Legg Mason, Inc. LM

Top Buyers

Top Sellers

Legg Mason, Inc.

LM