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JRO

Nuveen Floating Rate Income Opportunty Fund

Delisted

JRO was delisted on the 28th of July, 2023.

69 hedge funds and large institutions have $86.3M invested in Nuveen Floating Rate Income Opportunty Fund in 2014 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 19 increasing their positions, 23 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 6

6% more funds holding

Funds holding: 6569 (+4)

5% more capital invested

Capital invested by funds: $82.2M → $86.3M (+$4.08M)

17% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 23

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
69
Holders Change
+4
Holders Change %
+6.15%
% of All Funds
1.99%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
10
Increased
19
Reduced
23
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Barclays
51
Barclays
United Kingdom
$116K
SIA
52
SeaBridge Investment Advisors
New Jersey
$109K +$4.97K +410 +5%
DADC
53
D.A. Davidson & Co
Montana
$103K
Bank of Montreal
54
Bank of Montreal
Ontario, Canada
$92K +$91K +7,500 New
OIA
55
Optimum Investment Advisors
Illinois
$85K
Creative Planning
56
Creative Planning
Kansas
$45K -$20.5K -1,690 -32%
Citigroup
57
Citigroup
New York
$29K -$28.9K -2,381 -50%
PNC Financial Services Group
58
PNC Financial Services Group
Pennsylvania
$24K
TJHA
59
Thomas J. Herzfeld Advisors
Florida
$24K +$24.3K +2,000 New
FWM
60
Focused Wealth Management
New York
$20K
WRM
61
Westport Resources Management
Connecticut
$18K
Fifth Third Bancorp
62
Fifth Third Bancorp
Ohio
$13K
AIG
63
American International Group
New York
$12.2K -$1.77K -146 -13%
BRWM
64
B. Riley Wealth Management
Tennessee
$9K +$9.11K +751 New
CTC
65
Central Trust Company
Missouri
$6K
TRCT
66
Tower Research Capital (TRC)
New York
$2K -$37.2K -3,064 -96%
RIA
67
Regal Investment Advisors
Michigan
$2K
MA
68
MUFG Americas
New York
$1K
CFA
69
Carroll Financial Associates
North Carolina
$1K +$497 +41 New
DA
70
Doliver Advisors
Texas
-$762K -62,545 Closed
SG Americas Securities
71
SG Americas Securities
New York
-$504K -41,383 Closed
WAM
72
Weiss Asset Management
Massachusetts
-$500K -41,060 Closed
PP
73
Paloma Partners
Connecticut
-$338K -27,784 Closed
GAG
74
GM Advisory Group
New York
-$125K -10,281 Closed
CIA
75
Capital Investment Advisors
Georgia
-$122K -9,990 Closed

JRO Hedge Fund Activity: Q1 2014 in Review

69 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Opportunty Fund (JRO) for Q1 2014, worth a combined $86.3M — up 5% from $82.2M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new JRO positions and 6 closed out — a net gain of 4 holders — while 19 added to existing stakes and 23 trimmed.

The largest buyer was Mariner Investment Group, opening a new position worth an estimated $6.23M. The largest seller was Guggenheim Capital, cutting an estimated $5.04M.

  • 69 institutional investors held Nuveen Floating Rate Income Opportunty Fund (JRO) as of Q1 2014, up from 65 in Q4 2013.
  • Funds reported $86.3M of Nuveen Floating Rate Income Opportunty Fund stock for Q1 2014, up 5% quarter-over-quarter.
  • 10 funds opened new Nuveen Floating Rate Income Opportunty Fund positions in Q1 2014 and 6 closed out, a net change of +4 holders.
  • The largest Nuveen Floating Rate Income Opportunty Fund buyer in Q1 2014 was Mariner Investment Group, an estimated $6.23M added.
  • The largest Nuveen Floating Rate Income Opportunty Fund seller in Q1 2014 was Guggenheim Capital, an estimated $5.04M sold.

Based on aggregated 13F filings for Q1 2014.