FWM
JRO

Focused Wealth Management’s Nuveen Floating Rate Income Opportunty Fund JRO Stock Holding History

Focused Wealth Management’s Portfolio JRO Stock Details JRO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-1,600
Closed -$20K – 753
2014
Q2 		$20K Hold
1,600
– – 0.02% 316
2014
Q1 		$20K Hold
1,600
– – 0.02% 291
2013
Q4 		$19K Hold
1,600
– – 0.02% 308
2013
Q3 		$20K Buy
+1,600
New +$20K 0.02% 277

Other funds holding JRO

Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return
WCM
Windsor Capital Management Phoenix, Arizona $385M AUM 17.95% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
TAM
Trust Asset Management Houston, Texas $1.61B AUM 29.06% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
GI
Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return
HK
Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Focused Wealth Management's JRO Position: Q3 2014 in Review

Focused Wealth Management sold out of Nuveen Floating Rate Income Opportunty Fund (JRO) in Q3 2014, closing a stake of 1,600 shares — an estimated $20K sold.

Focused Wealth Management first reported a position in JRO in Q3 2013 and held it in 4 quarters. The position peaked at $20K in Q2 2014. 58 funds tracked by Wall St. Rank hold JRO as of Q3 2014.

  • Focused Wealth Management reported no remaining Nuveen Floating Rate Income Opportunty Fund position as of Q3 2014 after selling out during the quarter.
  • Focused Wealth Management sold 1,600 Nuveen Floating Rate Income Opportunty Fund shares in Q3 2014, an estimated $20K.
  • Focused Wealth Management first reported a position in Nuveen Floating Rate Income Opportunty Fund in Q3 2013 and held it in 4 quarters.
  • Focused Wealth Management's Nuveen Floating Rate Income Opportunty Fund position peaked at $20K in Q2 2014.
  • 58 funds tracked by Wall St. Rank held Nuveen Floating Rate Income Opportunty Fund as of Q3 2014.

Based on Focused Wealth Management's 13F filing for Q3 2014, filed 12 Nov 2014.