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JRO

Nuveen Floating Rate Income Opportunty Fund

Delisted

JRO was delisted on the 28th of July, 2023.

81 hedge funds and large institutions have $100M invested in Nuveen Floating Rate Income Opportunty Fund in 2018 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 32 increasing their positions, 25 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 25

2% more capital invested

Capital invested by funds: $98.4M → $100M (+$2.04M)

2% less funds holding

Funds holding: 8381 (-2)

15% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 13

Holders
81
Holders Change
-2
Holders Change %
-2.41%
% of All Funds
1.85%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
32
Reduced
25
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MIG
26
Mariner Investment Group
New York
$979K +$972K +95,000 New
UBS Group
27
UBS Group
Switzerland
$971K +$706K +69,037 +274%
SWP
28
Stratos Wealth Partners
Ohio
$918K +$46.8K +4,575 +5%
CRC
29
Curi RMB Capital
Illinois
$905K +$324K +31,720 +57%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$880K +$118K +11,552 +16%
RCM
31
Rivernorth Capital Management
Florida
$872K +$866K +84,622 New
NMC
32
Nine Masts Capital
Hong Kong
$776K -$659K -64,400 -46%
SCM
33
Saba Capital Management
New York
$774K +$768K +75,051 New
PMG
34
ProVise Management Group
Florida
$623K -$38.9K -3,807 -6%
HK
35
Horizon Kinetics
New York
$614K -$3.17K -310 -0.5%
AAM
36
Advisors Asset Management
Colorado
$570K -$597K -58,316 -51%
FHA
37
Flagship Harbor Advisors
Massachusetts
$518K -$7.24K -708 -1%
CA
38
Cornerstone Advisors
North Carolina
$462K +$282K +27,546 +159%
Ameriprise
39
Ameriprise
Minnesota
$457K -$36.8K -3,599 -8%
BRWA
40
B. Riley Wealth Advisors
Florida
$413K -$41.2K -4,030 -9%
Cohen & Steers
41
Cohen & Steers
New York
$375K +$274K +26,834 +283%
WCM
42
Windsor Capital Management
Arizona
$362K -$47.2K -4,612 -12%
WS
43
Wedbush Securities
California
$339K -$10.2K -1,000 -3%
G
44
GenTrust
Florida
$304K +$3.45K +337 +1%
TC
45
Telemus Capital
Michigan
$298K
PNC Financial Services Group
46
PNC Financial Services Group
Pennsylvania
$273K -$30.5K -2,981 -10%
IWC
47
Integrated Wealth Concepts
Massachusetts
$267K +$54.5K +5,326 +26%
Royal Bank of Canada
48
Royal Bank of Canada
Ontario, Canada
$246K -$220K -21,476 -47%
TIA
49
Tiemann Investment Advisors
California
$243K -$28.1K -2,750 -10%
PAS
50
Park Avenue Securities
New York
$237K +$234K +22,883 New

JRO Hedge Fund Activity: Q3 2018 in Review

81 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Opportunty Fund (JRO) for Q3 2018, worth a combined $100M — up 2.1% from $98.4M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of JRO and 11 opened new positions — a net loss of 2 holders — while 25 trimmed existing stakes and 32 added.

The largest buyer was Thomas J. Herzfeld Advisors, adding an estimated $2.19M. The largest seller was Laurion Capital Management, cutting an estimated $8.01M.

  • 81 institutional investors held Nuveen Floating Rate Income Opportunty Fund (JRO) as of Q3 2018, down from 83 in Q2 2018.
  • Funds reported $100M of Nuveen Floating Rate Income Opportunty Fund stock for Q3 2018, up 2.1% quarter-over-quarter.
  • 11 funds opened new Nuveen Floating Rate Income Opportunty Fund positions in Q3 2018 and 13 closed out, a net change of -2 holders.
  • The largest Nuveen Floating Rate Income Opportunty Fund buyer in Q3 2018 was Thomas J. Herzfeld Advisors, an estimated $2.19M added.
  • The largest Nuveen Floating Rate Income Opportunty Fund seller in Q3 2018 was Laurion Capital Management, an estimated $8.01M sold.

Based on aggregated 13F filings for Q3 2018.