Nine Masts Capital’s Nuveen Floating Rate Income Opportunty Fund JRO Stock Holding History

Nine Masts Capital’s Portfolio JRO Stock Details JRO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-75,300	Closed	-$776K	–	359
2018 Q3	$776K	Sell	75,300 -64,400	-46%	-$659K	0.21%	115
2018 Q2	$1.45M	Buy	+139,700	New	+$1.49M	0.28%	61

Other funds holding JRO

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Nine Masts Capital's JRO Position: Q4 2018 in Review

Nine Masts Capital sold out of Nuveen Floating Rate Income Opportunty Fund (JRO) in Q4 2018, closing a stake of 75,300 shares — an estimated $776K sold.

Nine Masts Capital first reported a position in JRO in Q2 2018 and held it in 2 quarters. The position peaked at $1.45M in Q2 2018. 92 funds tracked by Wall St. Rank hold JRO as of Q4 2018.

Nine Masts Capital reported no remaining Nuveen Floating Rate Income Opportunty Fund position as of Q4 2018 after selling out during the quarter.
Nine Masts Capital sold 75,300 Nuveen Floating Rate Income Opportunty Fund shares in Q4 2018, an estimated $776K.
Nine Masts Capital first reported a position in Nuveen Floating Rate Income Opportunty Fund in Q2 2018 and held it in 2 quarters.
Nine Masts Capital's Nuveen Floating Rate Income Opportunty Fund position peaked at $1.45M in Q2 2018.
92 funds tracked by Wall St. Rank held Nuveen Floating Rate Income Opportunty Fund as of Q4 2018.

Based on Nine Masts Capital's 13F filing for Q4 2018, filed 14 Feb 2019.