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JRO

Nuveen Floating Rate Income Opportunty Fund
JRO

Delisted

JRO was delisted on the 28th of July, 2023.

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58 hedge funds and large institutions have $79.8M invested in Nuveen Floating Rate Income Opportunty Fund in 2014 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 18 increasing their positions, 18 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

6% more capital invested

Capital invested by funds: $75.4M → $79.8M (+$4.41M)

0% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 18

3% less funds holding

Funds holding: 60 → 58 (-2)

22% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 9

Holders
58
Holders Change
-2
Holders Change %
-3.33%
% of All Funds
1.68%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
18
Reduced
18
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$7.57M
2
Invesco
Invesco
Georgia
+$1.9M
3
MIG
Mariner Investment Group
New York
+$1.2M
4
Morgan Stanley
Morgan Stanley
New York
+$924K
5
DA
Doliver Advisors
Texas
+$896K

Top Sellers

Rank Fund Capital Flow
1
CA
Cornerstone Advisors
North Carolina
-$954K
2
AAM
Advisors Asset Management
Colorado
-$756K
3
GC
Guggenheim Capital
Illinois
-$546K
4
RJA
Raymond James & Associates
Florida
-$527K
5
LPL Financial
LPL Financial
California
-$447K
Name Holding Trade Value Shares
Change 		Change in
Stake
WS
26
Wedbush Securities
California
$290K -$5.79K -480 -2%
ICOA
27
Investment Centers of America
North Dakota
$290K +$145 +12 +0%
SC
28
Selz Capital
New York
$285K – – –
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$278K +$2.65K +220 +0.9%
JP Morgan Chase
30
JP Morgan Chase
New York
$273K – – –
HCM
31
Hollencrest Capital Management
California
$255K -$12.1K -1,000 -4%
AAS
32
Annex Advisory Services
Wisconsin
$210K – – –
M&T Bank
33
M&T Bank
New York
$201K +$214K +17,711 New
NPC
34
National Planning Corporation
California
$198K – – –
CIC
35
Carnegie Investment Counsel
Ohio
$167K +$177K +14,700 New
OC
36
Oppenheimer & Co
New York
$163K -$308K -25,542 -64%
VC
37
Vicus Capital
Pennsylvania
$163K -$16K -1,330 -8%
Bank of New York Mellon
38
Bank of New York Mellon
New York
$163K +$72 +6 +0%
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$159K -$29.2K -2,424 -15%
SHA
40
Smith Hayes Advisers
Nebraska
$155K -$4.95K -410 -3%
VKH
41
Virtu KCG Holdings
New York
$142K +$151K +12,499 New
MFS
42
MSI Financial Services
Massachusetts
$141K +$146K +12,134 +4,155%
SSWM
43
Sheets Smith Wealth Management
North Carolina
$130K – – –
FAAS
44
First Allied Advisory Services
California
$123K -$9.7K -804 -7%
CIA
45
Capital Investment Advisors
Georgia
$119K +$127K +10,490 New
OIA
46
Optimum Investment Advisors
Illinois
$114K +$36.2K +3,000 +43%
Cohen & Steers
47
Cohen & Steers
New York
$110K -$152K -12,579 -57%
SIA
48
SeaBridge Investment Advisors
New Jersey
$101K – – –
TWA
49
TCI Wealth Advisors
Arizona
$80K – – –
Citigroup
50
Citigroup
New York
$63K +$64K +5,303 +2,501%
1
2
3

JRO Hedge Fund Activity: Q3 2014 in Review

58 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Opportunty Fund (JRO) for Q3 2014, worth a combined $79.8M — up 5.9% from $75.4M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of JRO and 7 opened new positions — a net loss of 2 holders — while 18 trimmed existing stakes and 18 added.

The largest buyer was Cambridge Investment Research Advisors, adding an estimated $7.57M. The largest seller was Cornerstone Advisors, cutting an estimated $954K.

  • 58 institutional investors held Nuveen Floating Rate Income Opportunty Fund (JRO) as of Q3 2014, down from 60 in Q2 2014.
  • Funds reported $79.8M of Nuveen Floating Rate Income Opportunty Fund stock for Q3 2014, up 5.9% quarter-over-quarter.
  • 7 funds opened new Nuveen Floating Rate Income Opportunty Fund positions in Q3 2014 and 9 closed out, a net change of -2 holders.
  • The largest Nuveen Floating Rate Income Opportunty Fund buyer in Q3 2014 was Cambridge Investment Research Advisors, an estimated $7.57M added.
  • The largest Nuveen Floating Rate Income Opportunty Fund seller in Q3 2014 was Cornerstone Advisors, an estimated $954K sold.

Based on aggregated 13F filings for Q3 2014.