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JRO

Nuveen Floating Rate Income Opportunty Fund
JRO

Delisted

JRO was delisted on the 28th of July, 2023.

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65 hedge funds and large institutions have $82.2M invested in Nuveen Floating Rate Income Opportunty Fund in 2013 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 16 increasing their positions, 21 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

138% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 8

20% more funds holding

Funds holding: 54 → 65 (+11)

13% more capital invested

Capital invested by funds: $72.8M → $82.2M (+$9.49M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

24% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 21

Holders
65
Holders Change
+11
Holders Change %
+20.37%
% of All Funds
1.89%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
19
Increased
16
Reduced
21
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RCM
Rivernorth Capital Management
Florida
+$5.06M
2
Morgan Stanley
Morgan Stanley
New York
+$2.92M
3
Invesco
Invesco
Georgia
+$1.12M
4
WAM
Wolverine Asset Management
Illinois
+$798K
5
DA
Doliver Advisors
Texas
+$753K

Top Sellers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
-$2.36M
2
AAM
Advisors Asset Management
Colorado
-$1.1M
3
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$872K
4
CS
Credit Suisse
Switzerland
-$651K
5
ARC
Absolute Return Capital
Massachusetts
-$400K
Name Holding Trade Value Shares
Change 		Change in
Stake
Franklin Resources
26
Franklin Resources
California
$487K +$481K +40,000 New
SGAM
27
Steinberg Global Asset Management
Florida
$483K +$1.82K +151 +0.4%
ZA
28
Zazove Associates
Nevada
$421K +$416K +34,542 New
ICOA
29
Investment Centers of America
North Dakota
$417K -$130K -10,799 -24%
CAS
30
CTC Alternative Strategies
Illinois
$415K +$410K +34,080 New
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$411K -$872K -72,460 -68%
HCM
32
Hollencrest Capital Management
California
$380K +$376K +31,230 New
CA
33
Cornerstone Advisors
North Carolina
$342K +$338K +28,090 New
WS
34
Wedbush Securities
California
$340K -$97.6K -8,110 -23%
PP
35
Paloma Partners
Connecticut
$338K +$334K +27,784 New
OC
36
Oppenheimer & Co
New York
$336K +$98.7K +8,204 +42%
Commonwealth Equity Services
37
Commonwealth Equity Services
Massachusetts
$317K +$3.61K +300 +1%
SC
38
Selz Capital
New York
$305K – – –
JP Morgan Chase
39
JP Morgan Chase
New York
$292K – – –
NES
40
New England Securities
New York
$287K -$17.1K -1,417 -6%
LTFS
41
Ladenburg Thalmann Financial Services
Florida
$271K +$55.4K +4,607 +26%
NPC
42
National Planning Corporation
California
$189K -$26.5K -2,202 -12%
SHA
43
Smith Hayes Advisers
Nebraska
$171K – – –
Bank of New York Mellon
44
Bank of New York Mellon
New York
$158K -$18.5K -1,534 -11%
SSWM
45
Sheets Smith Wealth Management
North Carolina
$157K +$155K +12,900 New
BNP Paribas Financial Markets
46
BNP Paribas Financial Markets
France
$149K +$147K +12,200 New
AAS
47
Annex Advisory Services
Wisconsin
$148K +$147K +12,192 New
ACM
48
Aviance Capital Management
Florida
$129K -$265 -22 -0.2%
GAG
49
GM Advisory Group
New York
$125K +$124K +10,281 New
CIA
50
Capital Investment Advisors
Georgia
$122K +$120K +9,990 New
1
2
3

JRO Hedge Fund Activity: Q4 2013 in Review

65 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Opportunty Fund (JRO) for Q4 2013, worth a combined $82.2M — up 13% from $72.8M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new JRO positions and 8 closed out — a net gain of 11 holders — while 16 added to existing stakes and 21 trimmed.

The largest buyer was Rivernorth Capital Management, opening a new position worth an estimated $5.06M. The largest seller was LPL Financial, cutting an estimated $2.36M.

  • 65 institutional investors held Nuveen Floating Rate Income Opportunty Fund (JRO) as of Q4 2013, up from 54 in Q3 2013.
  • Funds reported $82.2M of Nuveen Floating Rate Income Opportunty Fund stock for Q4 2013, up 13% quarter-over-quarter.
  • 19 funds opened new Nuveen Floating Rate Income Opportunty Fund positions in Q4 2013 and 8 closed out, a net change of +11 holders.
  • The largest Nuveen Floating Rate Income Opportunty Fund buyer in Q4 2013 was Rivernorth Capital Management, an estimated $5.06M added.
  • The largest Nuveen Floating Rate Income Opportunty Fund seller in Q4 2013 was LPL Financial, an estimated $2.36M sold.

Based on aggregated 13F filings for Q4 2013.