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JOF

Japan Smaller Capitalization Fund

Name Holding Trade Value Shares
Change
Change in
Stake
WW
26
Waterfront Wealth
Kansas
$110K
SG
27
StoneX Group
New York
$108K +$107K +15,000 New
PNC Financial Services Group
28
PNC Financial Services Group
Pennsylvania
$97.5K
PGFC
29
Peapack-Gladstone Financial Corp
New Jersey
$94K
SWM
30
Seed Wealth Management
Illinois
$89.3K
MWA
31
Mills Wealth Advisors
Texas
$86.2K +$85.5K +11,970 New
BCA
32
Bay Colony Advisors
Massachusetts
$79.2K
PHS
33
Pekin Hardy Strauss
Illinois
$74.2K -$3.82K -535 -5%
HighTower Advisors
34
HighTower Advisors
Illinois
$72K -$189K -26,485 -72%
BBPWM
35
Blue Bell Private Wealth Management
Pennsylvania
$38.3K
Wells Fargo
36
Wells Fargo
California
$38K
Osaic Holdings
37
Osaic Holdings
Arizona
$37.4K +$10.7K +1,500 +41%
Bank of America
38
Bank of America
North Carolina
$29.5K
RFA
39
Register Financial Advisors
Georgia
$25.9K
National Bank of Canada
40
National Bank of Canada
Quebec, Canada
$25.2K -$3.57K -500 -13%
TJHA
41
Thomas J. Herzfeld Advisors
Florida
$8.59K +$3.5K +490 +70%
Barclays
42
Barclays
United Kingdom
$7.2K
US Bancorp
43
US Bancorp
Minnesota
$7.2K
Royal Bank of Canada
44
Royal Bank of Canada
Ontario, Canada
$6K -$23.8K -3,334 -79%
AA
45
Ancora Advisors
Ohio
$4.32K
UBS Group
46
UBS Group
Switzerland
$857 -$9.28K -1,300 -92%
Fidelity Investments
47
Fidelity Investments
Massachusetts
$7 +$7 +1 New
WAM
48
Wolverine Asset Management
Illinois
-$1.02M -148,187 Closed
Envestnet Asset Management
49
Envestnet Asset Management
Illinois
-$879K -127,202 Closed
PAS
50
Park Avenue Securities
New York
-$839K -121,357 Closed