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JOF

Japan Smaller Capitalization Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BA
26
Bard Associates
Illinois
$243K
GC
27
Guggenheim Capital
Illinois
$237K +$16.6K +1,804 +7%
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
$191K -$96.1K -10,443 -33%
PGFC
29
Peapack-Gladstone Financial Corp
New Jersey
$190K
CL
30
CSS LLC
Illinois
$186K -$9.2K -1,000 -5%
Goldman Sachs
31
Goldman Sachs
New York
$162K +$165K +17,957 New
ICMP
32
Integrated Capital Management (Pennsylvania)
Pennsylvania
$156K +$20.1K +2,186 +14%
DWM
33
Dorchester Wealth Management
Quebec, Canada
$138K
Osaic Holdings
34
Osaic Holdings
Arizona
$135K
9WM
35
9258 Wealth Management
Ohio
$134K
FWM
36
Frontier Wealth Management
Missouri
$124K
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$122K -$52.4K -5,700 -30%
QC
38
Quantedge Capital
Singapore
$119K +$121K +13,151 New
BCA
39
Bay Colony Advisors
Massachusetts
$90K
Rockefeller Capital Management
40
Rockefeller Capital Management
New York
$74K -$46.4K -5,048 -38%
Bank of America
41
Bank of America
North Carolina
$59K +$718 +78 +1%
EWA
42
Evolution Wealth Advisors
Florida
$35K
FDCDDQ
43
Federation des caisses Desjardins du Quebec
Quebec, Canada
$27.1K
Deutsche Bank
44
Deutsche Bank
Germany
$22K
UBS Group
45
UBS Group
Switzerland
$22K +$3.43K +373 +18%
AA
46
Ancora Advisors
Ohio
$14K
Barclays
47
Barclays
United Kingdom
$9K
US Bancorp
48
US Bancorp
Minnesota
$9K
TJHA
49
Thomas J. Herzfeld Advisors
Florida
$3K
BBPWM
50
Blue Bell Private Wealth Management
Pennsylvania
$3K +$3.5K +380 New