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iShares US Regional Banks ETF
IAT

124 hedge funds and large institutions have $261M invested in iShares US Regional Banks ETF in 2017 Q1 according to their latest regulatory filings, with 26 funds opening new positions, 43 increasing their positions, 31 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

225% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 8

147% more call options, than puts

Call options by funds: $1.31M | Put options by funds: $532K

39% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 31

14% more funds holding

Funds holding: 109 → 124 (+15)

1% more capital invested

Capital invested by funds: $257M → $261M (+$3.79M)

7.48% less ownership

Funds ownership: 42.62% → 35.13% (-7.5%)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
124
Holders Change
+15
Holders Change %
+13.76%
% of All Funds
3.09%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
26
Increased
43
Reduced
31
Closed
8
Calls
$1.31M
Puts
$532K
Net Calls
+$781K
Net Calls Change
+$518K

Top Buyers

Rank Fund Capital Flow
1
SFI
SPC Financial Inc
Maryland
+$10.2M
2
Bank of America
Bank of America
North Carolina
+$4.98M
3
Wells Fargo
Wells Fargo
California
+$4.24M
4
RJA
Raymond James & Associates
Florida
+$2.96M
5
Morgan Stanley
Morgan Stanley
New York
+$2.84M

Top Sellers

Rank Fund Capital Flow
1
BCM
Brookstone Capital Management
Illinois
-$10.5M
2
Citigroup
Citigroup
New York
-$6.88M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$5.2M
4
Goldman Sachs
Goldman Sachs
New York
-$3.7M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.54M
Name Holding Trade Value Shares
Change 		Change in
Stake
VKH
76
Virtu KCG Holdings
New York
$306K +$315K +6,820 New
LPIC
77
LeJeune Puetz Investment Counsel
Michigan
$287K -$27.7K -600 -9%
CP
78
Camelot Portfolios
Ohio
$274K +$282K +6,115 New
FFEC
79
First Financial Equity Corporation
Arizona
$272K +$283K +6,140 New
PA
80
Parallel Advisors
California
$269K +$219K +4,750 +396%
LFAS
81
Level Four Advisory Services
Texas
$268K +$281K +6,094 New
Northwestern Mutual Wealth Management
82
Northwestern Mutual Wealth Management
Wisconsin
$263K +$56.1K +1,215 +26%
Bank of Montreal
83
Bank of Montreal
Ontario, Canada
$247K +$82.1K +1,779 +48%
IA
84
IFP Advisors
Florida
$244K -$32.2K -697 -11%
BTS
85
BB&T Securities
Virginia
$242K -$139K -3,015 -36%
PNC Financial Services Group
86
PNC Financial Services Group
Pennsylvania
$231K +$77K +1,667 +48%
PAS
87
Partnervest Advisory Services
California
$231K +$238K +5,147 New
AFP
88
Ausdal Financial Partners
Iowa
$222K +$229K +4,955 New
MIAN
89
Mariner Independent Advisor Network
Kansas
$220K -$681K -14,747 -75%
TSS
90
Two Sigma Securities
New York
$219K +$225K +4,878 New
MC
91
Moors & Cabot
Massachusetts
$216K – – –
SM
92
Salzhauer Michael
$210K +$216K +4,683 New
CG
93
Cutler Group
California
$116K -$115K -2,500 -49%
SF
94
Synovus Financial
Georgia
$108K – – –
WP
95
WealthPLAN Partners
Nebraska
$107K +$113K +2,445 New
PFGIA
96
Patriot Financial Group Insurance Agency
Massachusetts
$105K -$14K -303 -11%
Creative Planning
97
Creative Planning
Kansas
$72K -$113K -2,453 -60%
QAM
98
QCI Asset Management
New York
$70K – – –
HT
99
Hefren-Tillotson
Pennsylvania
$59K – – –
Carson Wealth (CWM LLC)
100
Carson Wealth (CWM LLC)
Nebraska
$58K – – –
2 3
4
5 6

IAT Hedge Fund Activity: Q1 2017 in Review

124 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in iShares US Regional Banks ETF (IAT) for Q1 2017, worth a combined $261M — up 1.5% from $257M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new IAT positions and 8 closed out — a net gain of 18 holders — while 43 added to existing stakes and 31 trimmed.

The largest buyer was SPC Financial Inc, opening a new position worth an estimated $10.2M. The largest seller was Brookstone Capital Management, exiting entirely with an estimated $10.5M sold.

  • 124 institutional investors held iShares US Regional Banks ETF (IAT) as of Q1 2017, up from 109 in Q4 2016.
  • Funds reported $261M of iShares US Regional Banks ETF stock for Q1 2017, up 1.5% quarter-over-quarter.
  • 26 funds opened new iShares US Regional Banks ETF positions in Q1 2017 and 8 closed out, a net change of +18 holders.
  • The largest iShares US Regional Banks ETF buyer in Q1 2017 was SPC Financial Inc, an estimated $10.2M added.
  • The largest iShares US Regional Banks ETF seller in Q1 2017 was Brookstone Capital Management, an estimated $10.5M sold.

Based on aggregated 13F filings for Q1 2017.