Level Four Advisory Services’s iShares US Regional Banks ETF IAT Stock Holding History

Level Four Advisory Services’s Portfolio IAT Stock Details IAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-5,171	Closed	-$237K	–	522
2019 Q2	$237K	Hold	5,171	–	–	0.02%	463
2019 Q1	$225K	Sell	5,171 -2,428	-32%	-$110K	0.02%	463
2018 Q4	$303K	Sell	7,599 -302	-4%	-$13.7K	0.04%	398
2018 Q3	$387K	Buy	7,901 +25	+0.3%	+$1.28K	0.04%	398
2018 Q2	$387K	Sell	7,876 -7	-0.1%	-$358	0.03%	423
2018 Q1	$397K	Sell	7,883 -698	-8%	-$36.5K	0.03%	391
2017 Q4	$423K	Sell	8,581 -167	-2%	-$8.01K	0.03%	390
2017 Q3	$413K	Buy	8,748 +2,654	+44%	+$120K	0.04%	361
2017 Q2	$268K	Hold	6,094	–	–	0.04%	401
2017 Q1	$268K	Buy	+6,094	New	+$281K	0.03%	437

Other funds holding IAT

Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BCM

BTR Capital Management Oakland, California $641M AUM 9.05% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Stephens Inc Little Rock, Arkansas $7.99B AUM 21.6% 1-Year Est. Return

Level Four Advisory Services's IAT Position: Q3 2019 in Review

Level Four Advisory Services sold out of iShares US Regional Banks ETF (IAT) in Q3 2019, closing a stake of 5,171 shares — an estimated $237K sold.

Level Four Advisory Services first reported a position in IAT in Q1 2017 and held it in 10 quarters. The position peaked at $423K in Q4 2017. 104 funds tracked by Wall St. Rank hold IAT as of Q3 2019.

Level Four Advisory Services reported no remaining iShares US Regional Banks ETF position as of Q3 2019 after selling out during the quarter.
Level Four Advisory Services sold 5,171 iShares US Regional Banks ETF shares in Q3 2019, an estimated $237K.
Level Four Advisory Services first reported a position in iShares US Regional Banks ETF in Q1 2017 and held it in 10 quarters.
Level Four Advisory Services's iShares US Regional Banks ETF position peaked at $423K in Q4 2017.
104 funds tracked by Wall St. Rank held iShares US Regional Banks ETF as of Q3 2019.

Based on Level Four Advisory Services's 13F filing for Q3 2019, filed 12 Nov 2019.