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iShares US Regional Banks ETF

104 hedge funds and large institutions have $110M invested in iShares US Regional Banks ETF in 2019 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 19 increasing their positions, 56 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

265% more call options, than puts

Call options by funds: $4.01M | Put options by funds: $1.1M

4.41% less ownership

Funds ownership: 32.34%27.93% (-4.4%)

10% less funds holding

Funds holding: 115104 (-11)

30% less capital invested

Capital invested by funds: $157M → $110M (-$46.8M)

64% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 14

66% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 56

Holders
104
Holders Change
-11
Holders Change %
-9.57%
% of All Funds
2.28%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
19
Reduced
56
Closed
14
Calls
$4.01M
Puts
$1.1M
Net Calls
+$2.91M
Net Calls Change
+$98K
Name Holding Trade Value Shares
Change
Change in
Stake
Rockefeller Capital Management
1
Rockefeller Capital Management
New York
$9.75M +$3.14M +69,080 +49%
Bank of America
2
Bank of America
North Carolina
$9.44M -$20M -439,066 -68%
BCM
3
BTR Capital Management
California
$7.73M +$86.3K +1,895 +1%
UBS Group
4
UBS Group
Switzerland
$7.39M -$2.13M -46,773 -23%
Morgan Stanley
5
Morgan Stanley
New York
$6.84M -$2.36M -51,862 -26%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$4.86M -$1.49M -32,782 -24%
Wells Fargo
7
Wells Fargo
California
$4.71M -$2.61M -57,282 -36%
LPL Financial
8
LPL Financial
California
$4.56M -$917K -20,137 -17%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$4.26M -$228K -4,999 -5%
SI
10
Stephens Inc
Arkansas
$3.3M -$2.22M -48,813 -41%
OSNBOA
11
Old Second National Bank of Aurora
Illinois
$3.24M -$70.7K -1,554 -2%
MC
12
Martin & Co
Tennessee
$3.13M -$35.7K -785 -1%
Goldman Sachs
13
Goldman Sachs
New York
$2.72M -$4.32K -95 -0.2%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$2.43M -$44.1K -968 -2%
Ameriprise
15
Ameriprise
Minnesota
$2M -$4.06M -89,226 -68%
Citadel Advisors
16
Citadel Advisors
Florida
$1.97M -$1.11M -24,340 -37%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$1.68M +$1.28M +28,104 +356%
RJA
18
Raymond James & Associates
Florida
$1.65M -$1.22M -26,709 -43%
FWCM
19
Ferguson Wellman Capital Management
Oregon
$1.6M -$103K -2,270 -6%
US Bancorp
20
US Bancorp
Minnesota
$1.48M -$165K -3,627 -10%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$1.46M +$200K +4,401 +16%
Stifel Financial
22
Stifel Financial
Missouri
$1.43M -$392K -8,609 -22%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$1.19M +$273K +5,996 +31%
TRCT
24
Tower Research Capital (TRC)
New York
$1.12M +$161K +3,532 +17%
CA
25
Cetera Advisors
Colorado
$1.11M -$1.41M -30,872 -56%

IAT Hedge Fund Activity: Q3 2019 in Review

104 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in iShares US Regional Banks ETF (IAT) for Q3 2019, worth a combined $110M — down 30% from $157M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of IAT and 5 opened new positions — a net loss of 9 holders — while 56 trimmed existing stakes and 19 added.

The largest buyer was Rockefeller Capital Management, adding an estimated $3.14M. The largest seller was Bank of America, cutting an estimated $20M.

  • 104 institutional investors held iShares US Regional Banks ETF (IAT) as of Q3 2019, down from 115 in Q2 2019.
  • Funds reported $110M of iShares US Regional Banks ETF stock for Q3 2019, down 30% quarter-over-quarter.
  • 5 funds opened new iShares US Regional Banks ETF positions in Q3 2019 and 14 closed out, a net change of -9 holders.
  • The largest iShares US Regional Banks ETF buyer in Q3 2019 was Rockefeller Capital Management, an estimated $3.14M added.
  • The largest iShares US Regional Banks ETF seller in Q3 2019 was Bank of America, an estimated $20M sold.

Based on aggregated 13F filings for Q3 2019.