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iShares US Regional Banks ETF
IAT

58 hedge funds and large institutions have $135M invested in iShares US Regional Banks ETF in 2013 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 20 increasing their positions, 11 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

650% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 2

82% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 11

26% more funds holding

Funds holding: 46 → 58 (+12)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

4% less capital invested

Capital invested by funds: $142M → $135M (-$6.31M)

9.92% less ownership

Funds ownership: 35.94% → 26.03% (-9.9%)

78% less call options, than puts

Call options by funds: $118K | Put options by funds: $536K

Holders
58
Holders Change
+12
Holders Change %
+26.09%
% of All Funds
1.88%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
15
Increased
20
Reduced
11
Closed
2
Calls
$118K
Puts
$536K
Net Calls
-$418K
Net Calls Change
-$477K

Top Buyers

1
U
UBS
Switzerland
+$6.76M
2
AFG
Albion Financial Group
Utah
+$2.31M
3
SG Americas Securities
SG Americas Securities
New York
+$2.15M
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$2.03M
5
Citigroup
Citigroup
New York
+$1.88M

Top Sellers

1
Bank of Nova Scotia
Bank of Nova Scotia
Ontario, Canada
-$25.4M
2
Bank of America
Bank of America
North Carolina
-$3.75M
3
Goldman Sachs
Goldman Sachs
New York
-$2.9M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$406K
5
TD Asset Management
TD Asset Management
Ontario, Canada
-$331K
Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of Nova Scotia
1
Bank of Nova Scotia
Ontario, Canada
$41.7M -$25.4M -831,000 -37%
U
2
UBS
Switzerland
$11.9M +$6.76M +220,819 +123%
DCM
3
Donaldson Capital Management
Indiana
$9.78M +$381K +12,450 +4%
HighTower Advisors
4
HighTower Advisors
Illinois
$7.94M +$883K +28,851 +12%
MC
5
Martin & Co
Tennessee
$7.51M +$12.7K +415 +0.2%
Wells Fargo
6
Wells Fargo
California
$6.71M +$115K +3,762 +2%
Morgan Stanley
7
Morgan Stanley
New York
$5.53M +$1.06M +34,541 +23%
Bank of America
8
Bank of America
North Carolina
$5.52M -$3.75M -122,506 -40%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$4.56M +$1.39M +45,359 +42%
OSNBOA
10
Old Second National Bank of Aurora
Illinois
$3.53M -$1.13K -37 -0%
Citigroup
11
Citigroup
New York
$3.36M +$1.88M +61,419 +120%
CS
12
Credit Suisse
Switzerland
$3.01M +$1.28M +41,697 +70%
NSIM
13
North Star Investment Management
Illinois
$2.8M +$101K +3,315 +4%
BCM
14
BTR Capital Management
California
$2.59M +$39.6K +1,295 +2%
AFG
15
Albion Financial Group
Utah
$2.25M +$2.31M +75,319 New
SG Americas Securities
16
SG Americas Securities
New York
$2.09M +$2.15M +70,079 New
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$1.97M +$2.03M +66,162 New
SI
18
Stephens Inc
Arkansas
$1.62M +$229K +7,472 +16%
PFPT
19
Pinnacle Financial Partners (Tennessee)
Tennessee
$1.11M -$1.62K -53 -0.1%
LPL Financial
20
LPL Financial
California
$1.1M +$174K +5,690 +19%
ICAS
21
Investors Capital Advisory Services
Massachusetts
$862K +$330K +10,789 +59%
RJA
22
Raymond James & Associates
Florida
$661K +$5.66K +185 +0.8%
SNC
23
Stifel Nicolaus & Co
Missouri
$646K +$322K +10,507 +94%
VF
24
Virtu Financial
New York
$600K +$616K +20,113 New
FAAS
25
First Allied Advisory Services
California
$534K -$285K -9,296 -34%
1
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IAT Hedge Fund Activity: Q3 2013 in Review

58 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in iShares US Regional Banks ETF (IAT) for Q3 2013, worth a combined $135M — down 4.5% from $142M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new IAT positions and 2 closed out — a net gain of 13 holders — while 20 added to existing stakes and 11 trimmed.

The largest buyer was UBS, adding an estimated $6.76M. The largest seller was Bank of Nova Scotia, cutting an estimated $25.4M.

  • 58 institutional investors held iShares US Regional Banks ETF (IAT) as of Q3 2013, up from 46 in Q2 2013.
  • Funds reported $135M of iShares US Regional Banks ETF stock for Q3 2013, down 4.5% quarter-over-quarter.
  • 15 funds opened new iShares US Regional Banks ETF positions in Q3 2013 and 2 closed out, a net change of +13 holders.
  • The largest iShares US Regional Banks ETF buyer in Q3 2013 was UBS, an estimated $6.76M added.
  • The largest iShares US Regional Banks ETF seller in Q3 2013 was Bank of Nova Scotia, an estimated $25.4M sold.

Based on aggregated 13F filings for Q3 2013.