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iShares US Regional Banks ETF
IAT

60 hedge funds and large institutions have $153M invested in iShares US Regional Banks ETF in 2013 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 13 increasing their positions, 20 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

33% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 9

13% more capital invested

Capital invested by funds: $135M → $153M (+$18.2M)

5.22% more ownership

Funds ownership: 26.03% → 31.25% (+5.2%)

3% more funds holding

Funds holding: 58 → 60 (+2)

35% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 20

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $895K

Holders
60
Holders Change
+2
Holders Change %
+3.45%
% of All Funds
1.74%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
12
Increased
13
Reduced
20
Closed
9
Calls
–
Puts
$895K
Net Calls
-$895K
Net Calls Change
-$477K

Top Buyers

1
SG Americas Securities
SG Americas Securities
New York
+$4.4M
2
Bank of Nova Scotia
Bank of Nova Scotia
Ontario, Canada
+$3.31M
3
BUB
BBVA USA Bancshares
Texas
+$2.68M
4
SWM
Strategic Wealth Management
Washington
+$1.8M
5
DCM
Donaldson Capital Management
Indiana
+$1.6M

Top Sellers

1
U
UBS
Switzerland
-$4.55M
2
Citigroup
Citigroup
New York
-$3.12M
3
CS
Credit Suisse
Switzerland
-$3.01M
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$1.75M
5
Bank of America
Bank of America
North Carolina
-$1.16M
Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of Nova Scotia
1
Bank of Nova Scotia
Ontario, Canada
$49.8M +$3.31M +105,000 +8%
DCM
2
Donaldson Capital Management
Indiana
$12.5M +$1.6M +50,759 +15%
U
3
UBS
Switzerland
$8.46M -$4.55M -144,325 -36%
HighTower Advisors
4
HighTower Advisors
Illinois
$7.9M -$859K -27,229 -10%
MC
5
Martin & Co
Tennessee
$7.14M -$1.14M -35,991 -14%
SG Americas Securities
6
SG Americas Securities
New York
$6.92M +$4.4M +139,322 +199%
Wells Fargo
7
Wells Fargo
California
$6.33M -$1.05M -33,409 -15%
Morgan Stanley
8
Morgan Stanley
New York
$5.74M -$375K -11,873 -6%
Bank of America
9
Bank of America
North Carolina
$4.91M -$1.16M -36,661 -20%
NCA
10
New Century Advisors
Maryland
$4.8M +$4.78M +151,400 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$4.43M -$594K -18,817 -12%
OSNBOA
12
Old Second National Bank of Aurora
Illinois
$3.94M +$29K +918 +0.8%
NSIM
13
North Star Investment Management
Illinois
$3.06M -$44.5K -1,409 -1%
BCM
14
BTR Capital Management
California
$2.91M +$37.9K +1,200 +1%
BUB
15
BBVA USA Bancshares
Texas
$2.8M +$2.68M +84,831 New
AFG
16
Albion Financial Group
Utah
$2.52M +$28.2K +894 +1%
AP
17
Advisors Preferred
Maryland
$2.1M +$2M +63,511 New
SI
18
Stephens Inc
Arkansas
$1.96M +$158K +5,011 +9%
SWM
19
Strategic Wealth Management
Washington
$1.88M +$1.8M +57,000 New
FAAS
20
First Allied Advisory Services
California
$1.42M +$789K +25,020 +139%
LPL Financial
21
LPL Financial
California
$1.36M +$156K +4,930 +14%
PFPT
22
Pinnacle Financial Partners (Tennessee)
Tennessee
$1M -$220K -6,963 -19%
ICAS
23
Investors Capital Advisory Services
Massachusetts
$1M +$42.5K +1,348 +5%
CPC
24
Cookson Peirce & Co
Pennsylvania
$875K +$835K +26,470 New
BCM
25
Beck Capital Management
Texas
$550K +$534K +16,925 New
1
2 3

IAT Hedge Fund Activity: Q4 2013 in Review

60 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in iShares US Regional Banks ETF (IAT) for Q4 2013, worth a combined $153M — up 13% from $135M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new IAT positions and 9 closed out — a net gain of 3 holders — while 13 added to existing stakes and 20 trimmed.

The largest buyer was SG Americas Securities, adding an estimated $4.4M. The largest seller was UBS, cutting an estimated $4.55M.

  • 60 institutional investors held iShares US Regional Banks ETF (IAT) as of Q4 2013, up from 58 in Q3 2013.
  • Funds reported $153M of iShares US Regional Banks ETF stock for Q4 2013, up 13% quarter-over-quarter.
  • 12 funds opened new iShares US Regional Banks ETF positions in Q4 2013 and 9 closed out, a net change of +3 holders.
  • The largest iShares US Regional Banks ETF buyer in Q4 2013 was SG Americas Securities, an estimated $4.4M added.
  • The largest iShares US Regional Banks ETF seller in Q4 2013 was UBS, an estimated $4.55M sold.

Based on aggregated 13F filings for Q4 2013.