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iShares US Regional Banks ETF

88 hedge funds and large institutions have $240M invested in iShares US Regional Banks ETF in 2015 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 28 increasing their positions, 22 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 6

38% more capital invested

Capital invested by funds: $174M → $240M (+$66.4M)

27% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 22

10% more funds holding

Funds holding: 8088 (+8)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

4.54% less ownership

Funds ownership: 33.9%29.36% (-4.5%)

88% less call options, than puts

Call options by funds: $37K | Put options by funds: $297K

Holders
88
Holders Change
+8
Holders Change %
+10%
% of All Funds
2.31%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.08%
New
14
Increased
28
Reduced
22
Closed
6
Calls
$37K
Puts
$297K
Net Calls
-$260K
Net Calls Change
-$296K
Name Holding Trade Value Shares
Change
Change in
Stake
NCA
1
New Century Advisors
Maryland
$51.2M
BAM
2
Baring Asset Management
United Kingdom
$41.5M +$241K +6,818 +0.6%
Bank of Nova Scotia
3
Bank of Nova Scotia
Ontario, Canada
$17.3M -$10.5M -296,760 -37%
UBS Group
4
UBS Group
Switzerland
$13.6M +$2.7M +76,671 +25%
Bank of America
5
Bank of America
North Carolina
$10.7M -$674K -19,105 -6%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$10.1M +$2.01M +56,928 +25%
Goldman Sachs
7
Goldman Sachs
New York
$8.16M -$2.05K -58 -0%
MC
8
Martin & Co
Tennessee
$7.5M -$51.2K -1,450 -0.7%
Wells Fargo
9
Wells Fargo
California
$7M +$2.4M +67,941 +51%
Morgan Stanley
10
Morgan Stanley
New York
$6.67M +$1.68M +47,693 +33%
BPC
11
Banque Pictet & Cie
Switzerland
$6.67M +$165K +4,674 +3%
BCM
12
BTR Capital Management
California
$6.44M +$54.7K +1,550 +0.8%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$4.14M +$4.18M +118,430 New
LPL Financial
14
LPL Financial
California
$3.83M +$2.2M +62,331 +124%
NSIM
15
North Star Investment Management
Illinois
$3.59M +$55.1K +1,562 +2%
HighTower Advisors
16
HighTower Advisors
Illinois
$3.32M -$44.1K -1,249 -1%
BPCE
17
Bank Pictet & Cie (Europe)
Germany
$2.73M
OSNBOA
18
Old Second National Bank of Aurora
Illinois
$2.62M -$201K -5,701 -7%
SG Americas Securities
19
SG Americas Securities
New York
$2.46M +$2.48M +70,431 New
Ameriprise
20
Ameriprise
Minnesota
$2.33M +$2.35M +66,645 New
CS
21
Credit Suisse
Switzerland
$2.28M +$1.14M +32,226 +98%
SI
22
Stephens Inc
Arkansas
$2.26M -$11.8K -335 -0.5%
MFS
23
MSI Financial Services
Massachusetts
$1.42M +$405K +11,467 +40%
CIBC World Market
24
CIBC World Market
Ontario, Canada
$1.37M +$291K +8,238 +27%
CA
25
Cetera Advisors
Colorado
$1.35M +$4.73K +134 +0.3%

IAT Hedge Fund Activity: Q4 2015 in Review

88 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in iShares US Regional Banks ETF (IAT) for Q4 2015, worth a combined $240M — up 38% from $174M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new IAT positions and 6 closed out — a net gain of 8 holders — while 28 added to existing stakes and 22 trimmed.

The largest buyer was Raymond James Financial Services Advisors, opening a new position worth an estimated $4.18M. The largest seller was Bank of Nova Scotia, cutting an estimated $10.5M.

  • 88 institutional investors held iShares US Regional Banks ETF (IAT) as of Q4 2015, up from 80 in Q3 2015.
  • Funds reported $240M of iShares US Regional Banks ETF stock for Q4 2015, up 38% quarter-over-quarter.
  • 14 funds opened new iShares US Regional Banks ETF positions in Q4 2015 and 6 closed out, a net change of +8 holders.
  • The largest iShares US Regional Banks ETF buyer in Q4 2015 was Raymond James Financial Services Advisors, an estimated $4.18M added.
  • The largest iShares US Regional Banks ETF seller in Q4 2015 was Bank of Nova Scotia, an estimated $10.5M sold.

Based on aggregated 13F filings for Q4 2015.