We are live on ! Find out more
IAT icon

iShares US Regional Banks ETF

109 hedge funds and large institutions have $257M invested in iShares US Regional Banks ETF in 2016 Q4 according to their latest regulatory filings, with 40 funds opening new positions, 39 increasing their positions, 11 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 40 | Existing positions closed: 8

255% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 11

180% more capital invested

Capital invested by funds: $91.8M → $257M (+$165M)

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

41% more call options, than puts

Call options by funds: $908K | Put options by funds: $645K

40% more funds holding

Funds holding: 78109 (+31)

10.2% more ownership

Funds ownership: 32.42%42.62% (+10%)

Holders
109
Holders Change
+31
Holders Change %
+39.74%
% of All Funds
2.73%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
40
Increased
39
Reduced
11
Closed
8
Calls
$908K
Puts
$645K
Net Calls
+$263K
Net Calls Change
-$2.25M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$28.5M +$19.7M +486,954 +343%
Wells Fargo
2
Wells Fargo
California
$24.7M +$17.1M +422,169 +348%
Morgan Stanley
3
Morgan Stanley
New York
$20.8M +$12.3M +303,758 +197%
UBS Group
4
UBS Group
Switzerland
$16.4M +$7.1M +175,429 +94%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$15.6M +$4.51M +111,405 +48%
Citigroup
6
Citigroup
New York
$11.4M +$10.1M +250,038 +23,633%
BCM
7
Brookstone Capital Management
Illinois
$10.5M +$9.34M +230,663 New
BCM
8
BTR Capital Management
California
$6.14M
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$6.02M +$5.37M +132,628 New
NCA
10
New Century Advisors
Maryland
$5.73M -$809K -20,000 -14%
MC
11
Martin & Co
Tennessee
$5.71M -$89.2K -2,205 -2%
LPL Financial
12
LPL Financial
California
$5.43M +$2.92M +72,100 +152%
NSIM
13
North Star Investment Management
Illinois
$4.98M +$259K +6,404 +6%
MFS
14
MSI Financial Services
Massachusetts
$4.14M +$3.42M +84,435 +1,226%
HighTower Advisors
15
HighTower Advisors
Illinois
$4.1M +$1.76M +43,508 +92%
Goldman Sachs
16
Goldman Sachs
New York
$4.05M +$1.59M +39,214 +78%
FMP
17
Financial Management Professionals
Texas
$3.77M +$3.39M +83,811 New
RJFSA
18
Raymond James Financial Services Advisors
Florida
$3.71M +$2.38M +58,878 +256%
IH
19
IFC Holdings
Florida
$3.52M +$3.15M +77,755 New
FTIOP
20
Fiduciary Trust International of Pennsylvania
Pennsylvania
$3.49M +$3.11M +76,825 New
Ameriprise
21
Ameriprise
Minnesota
$3.48M +$200K +4,930 +7%
OC
22
Oppenheimer & Co
New York
$3.42M +$3.05M +75,273 New
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$3.41M +$1.56M +38,596 +106%
SI
24
Stephens Inc
Arkansas
$3.31M +$191K +4,723 +7%
OSNBOA
25
Old Second National Bank of Aurora
Illinois
$3.29M -$33.8K -835 -1%

IAT Hedge Fund Activity: Q4 2016 in Review

109 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in iShares US Regional Banks ETF (IAT) for Q4 2016, worth a combined $257M — up 180% from $91.8M a quarter earlier.

Buyers outnumbered sellers: 40 funds opened new IAT positions and 8 closed out — a net gain of 32 holders — while 39 added to existing stakes and 11 trimmed.

The largest buyer was Bank of America, adding an estimated $19.7M. The largest seller was Banque Pictet & Cie, cutting an estimated $3.05M.

  • 109 institutional investors held iShares US Regional Banks ETF (IAT) as of Q4 2016, up from 78 in Q3 2016.
  • Funds reported $257M of iShares US Regional Banks ETF stock for Q4 2016, up 180% quarter-over-quarter.
  • 40 funds opened new iShares US Regional Banks ETF positions in Q4 2016 and 8 closed out, a net change of +32 holders.
  • The largest iShares US Regional Banks ETF buyer in Q4 2016 was Bank of America, an estimated $19.7M added.
  • The largest iShares US Regional Banks ETF seller in Q4 2016 was Banque Pictet & Cie, an estimated $3.05M sold.

Based on aggregated 13F filings for Q4 2016.