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iShares US Regional Banks ETF

77 hedge funds and large institutions have $110M invested in iShares US Regional Banks ETF in 2016 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 38 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

58% more call options, than puts

Call options by funds: $602K | Put options by funds: $381K

2.71% less ownership

Funds ownership: 29.36%26.65% (-2.7%)

13% less funds holding

Funds holding: 8877 (-11)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

54% less capital invested

Capital invested by funds: $240M → $110M (-$131M)

59% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 17

71% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 38

Holders
77
Holders Change
-11
Holders Change %
-12.5%
% of All Funds
2.05%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
7
Increased
11
Reduced
38
Closed
17
Calls
$602K
Puts
$381K
Net Calls
+$221K
Net Calls Change
+$481K
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$10.5M +$757K +24,269 +8%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$8.56M -$569K -18,226 -6%
Goldman Sachs
3
Goldman Sachs
New York
$7.39M -$32.7K -1,049 -0.4%
BAM
4
Baring Asset Management
United Kingdom
$7.05M -$30.1M -965,896 -81%
MC
5
Martin & Co
Tennessee
$6.55M -$255K -8,180 -4%
LPL Financial
6
LPL Financial
California
$6.35M +$2.83M +90,839 +81%
UBS Group
7
UBS Group
Switzerland
$5.88M -$6.34M -203,075 -52%
BCM
8
BTR Capital Management
California
$5.65M -$203K -6,510 -4%
BPC
9
Banque Pictet & Cie
Switzerland
$5.58M -$471K -15,091 -8%
Morgan Stanley
10
Morgan Stanley
New York
$5.12M -$934K -29,942 -16%
NCA
11
New Century Advisors
Maryland
$4.65M
Wells Fargo
12
Wells Fargo
California
$3.41M -$2.9M -93,026 -46%
NSIM
13
North Star Investment Management
Illinois
$3.23M -$29.1K -934 -0.9%
OSNBOA
14
Old Second National Bank of Aurora
Illinois
$2.4M +$14.3K +457 +0.6%
BPCE
15
Bank Pictet & Cie (Europe)
Germany
$2.29M -$187K -6,000 -8%
SI
16
Stephens Inc
Arkansas
$2.07M +$12.9K +412 +0.6%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$1.73M +$1.46M +46,807 +606%
CS
18
Credit Suisse
Switzerland
$1.7M -$367K -11,755 -18%
HighTower Advisors
19
HighTower Advisors
Illinois
$1.55M -$1.44M -46,266 -49%
NFG
20
Next Financial Group
Texas
$1.54M +$355K +11,381 +31%
PFPT
21
Pinnacle Financial Partners (Tennessee)
Tennessee
$1.39M +$504K +16,154 +58%
Ameriprise
22
Ameriprise
Minnesota
$1.2M -$902K -28,891 -43%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$1.17M -$1.44K -46 -0.1%
Walleye Trading
24
Walleye Trading
New York
$927K +$910K +29,162 New
CIBC World Market
25
CIBC World Market
Ontario, Canada
$804K -$434K -13,923 -36%

IAT Hedge Fund Activity: Q1 2016 in Review

77 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in iShares US Regional Banks ETF (IAT) for Q1 2016, worth a combined $110M — down 54% from $240M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of IAT and 7 opened new positions — a net loss of 10 holders — while 38 trimmed existing stakes and 11 added.

The largest buyer was LPL Financial, adding an estimated $2.83M. The largest seller was Baring Asset Management, cutting an estimated $30.1M.

  • 77 institutional investors held iShares US Regional Banks ETF (IAT) as of Q1 2016, down from 88 in Q4 2015.
  • Funds reported $110M of iShares US Regional Banks ETF stock for Q1 2016, down 54% quarter-over-quarter.
  • 7 funds opened new iShares US Regional Banks ETF positions in Q1 2016 and 17 closed out, a net change of -10 holders.
  • The largest iShares US Regional Banks ETF buyer in Q1 2016 was LPL Financial, an estimated $2.83M added.
  • The largest iShares US Regional Banks ETF seller in Q1 2016 was Baring Asset Management, an estimated $30.1M sold.

Based on aggregated 13F filings for Q1 2016.