Bank of Nova Scotia’s iShares US Regional Banks ETF IAT Stock Holding History

Bank of Nova Scotia’s Portfolio IAT Stock Details IAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-496,180	Closed	-$17.3M	–	738
2015 Q4	$17.3M	Sell	496,180 -296,760	-37%	-$10.5M	0.09%	133
2015 Q3	$26.7M	Sell	792,940 -1,025,960	-56%	-$36.5M	0.14%	80
2015 Q2	$66.6M	Sell	1,818,900 -643,400	-26%	-$23.1M	0.33%	42
2015 Q1	$85.9M	Sell	2,462,300 -1,136,000	-32%	-$38.7M	0.38%	40
2014 Q4	$126M	Buy	+3,598,300	New	+$121M	0.48%	31
2014 Q2	–	Sell	-1,395,000	Closed	-$48.8M	–	576
2014 Q1	$48.8M	Sell	1,395,000 -110,000	-7%	-$3.68M	0.2%	66
2013 Q4	$49.8M	Buy	1,505,000 +105,000	+8%	+$3.31M	0.21%	62
2013 Q3	$41.7M	Sell	1,400,000 -831,000	-37%	-$25.4M	0.21%	47
2013 Q2	$65.3M	Buy	+2,231,000	New	+$61.6M	0.33%	43

Other funds holding IAT

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

BAM

Baring Asset Management London, United Kingdom $1.71B AUM 36.27% 1-Year Est. Return

Martin & Co Knoxville, Tennessee $587M AUM 16.39% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

BCM

BTR Capital Management Oakland, California $641M AUM 9.05% 1-Year Est. Return

BPC

Banque Pictet & Cie Geneva 73, Switzerland $16B AUM 29.1% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of Nova Scotia's IAT Position: Q1 2016 in Review

Bank of Nova Scotia sold out of iShares US Regional Banks ETF (IAT) in Q1 2016, closing a stake of 496,180 shares — an estimated $17.3M sold.

Bank of Nova Scotia first reported a position in IAT in Q2 2013 and held it in 9 quarters. The position peaked at $126M in Q4 2014. 77 funds tracked by Wall St. Rank hold IAT as of Q1 2016.

Bank of Nova Scotia reported no remaining iShares US Regional Banks ETF position as of Q1 2016 after selling out during the quarter.
Bank of Nova Scotia sold 496,180 iShares US Regional Banks ETF shares in Q1 2016, an estimated $17.3M.
Bank of Nova Scotia first reported a position in iShares US Regional Banks ETF in Q2 2013 and held it in 9 quarters.
Bank of Nova Scotia's iShares US Regional Banks ETF position peaked at $126M in Q4 2014.
77 funds tracked by Wall St. Rank held iShares US Regional Banks ETF as of Q1 2016.

Based on Bank of Nova Scotia's 13F filing for Q1 2016, filed 13 May 2016.