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iShares US Regional Banks ETF

65 hedge funds and large institutions have $164M invested in iShares US Regional Banks ETF in 2014 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 21 increasing their positions, 20 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

497% more call options, than puts

Call options by funds: $525K | Put options by funds: $88K

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

8% more funds holding

Funds holding: 6065 (+5)

7% more capital invested

Capital invested by funds: $153M → $164M (+$10.5M)

3.44% more ownership

Funds ownership: 31.25%34.69% (+3.4%)

5% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 20

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
65
Holders Change
+5
Holders Change %
+8.33%
% of All Funds
1.88%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
10
Increased
21
Reduced
20
Closed
5
Calls
$525K
Puts
$88K
Net Calls
+$437K
Net Calls Change
+$1.33M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of Nova Scotia
1
Bank of Nova Scotia
Ontario, Canada
$48.8M -$3.68M -110,000 -7%
DCM
2
Donaldson Capital Management
Indiana
$14.5M +$1.2M +35,941 +9%
U
3
UBS
Switzerland
$9.01M +$57.2K +1,709 +0.7%
Morgan Stanley
4
Morgan Stanley
New York
$7.56M +$1.43M +42,739 +25%
MC
5
Martin & Co
Tennessee
$7.27M -$265K -7,925 -4%
SG Americas Securities
6
SG Americas Securities
New York
$7.04M -$270K -8,069 -4%
HighTower Advisors
7
HighTower Advisors
Illinois
$6.42M -$1.85M -55,428 -23%
Bank of America
8
Bank of America
North Carolina
$5.89M +$662K +19,792 +13%
NCA
9
New Century Advisors
Maryland
$5.19M
OC
10
Oppenheimer & Co
New York
$4.89M +$4.68M +139,829 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$4.89M +$196K +5,844 +4%
Wells Fargo
12
Wells Fargo
California
$4.75M -$1.86M -55,637 -29%
NSIM
13
North Star Investment Management
Illinois
$3.35M +$102K +3,052 +3%
OSNBOA
14
Old Second National Bank of Aurora
Illinois
$3.06M -$1.06M -31,670 -27%
AFG
15
Albion Financial Group
Utah
$2.78M +$113K +3,370 +4%
BCM
16
BTR Capital Management
California
$2.67M -$393K -11,740 -13%
BUB
17
BBVA USA Bancshares
Texas
$2.48M -$466K -13,941 -16%
SI
18
Stephens Inc
Arkansas
$2.14M +$65.6K +1,960 +3%
FAAS
19
First Allied Advisory Services
California
$1.79M +$301K +9,004 +21%
LPL Financial
20
LPL Financial
California
$1.66M +$218K +6,527 +16%
AP
21
Advisors Preferred
Maryland
$1.64M -$558K -16,691 -26%
WF
22
WealthTrust Fairport
Ohio
$1.42M +$1.36M +40,522 New
PFPT
23
Pinnacle Financial Partners (Tennessee)
Tennessee
$1.07M +$11.1K +332 +1%
ICAS
24
Investors Capital Advisory Services
Massachusetts
$1.02M -$39.6K -1,185 -4%
CPC
25
Cookson Peirce & Co
Pennsylvania
$974K +$46.2K +1,380 +5%

IAT Hedge Fund Activity: Q1 2014 in Review

65 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in iShares US Regional Banks ETF (IAT) for Q1 2014, worth a combined $164M — up 6.8% from $153M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new IAT positions and 5 closed out — a net gain of 5 holders — while 21 added to existing stakes and 20 trimmed.

The largest buyer was Oppenheimer & Co, opening a new position worth an estimated $4.68M. The largest seller was Bank of Nova Scotia, cutting an estimated $3.68M.

  • 65 institutional investors held iShares US Regional Banks ETF (IAT) as of Q1 2014, up from 60 in Q4 2013.
  • Funds reported $164M of iShares US Regional Banks ETF stock for Q1 2014, up 6.8% quarter-over-quarter.
  • 10 funds opened new iShares US Regional Banks ETF positions in Q1 2014 and 5 closed out, a net change of +5 holders.
  • The largest iShares US Regional Banks ETF buyer in Q1 2014 was Oppenheimer & Co, an estimated $4.68M added.
  • The largest iShares US Regional Banks ETF seller in Q1 2014 was Bank of Nova Scotia, an estimated $3.68M sold.

Based on aggregated 13F filings for Q1 2014.