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iShares US Regional Banks ETF

80 hedge funds and large institutions have $174M invested in iShares US Regional Banks ETF in 2015 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 27 increasing their positions, 20 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 20

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

5% less funds holding

Funds holding: 8480 (-4)

7.5% less ownership

Funds ownership: 41.39%33.9% (-7.5%)

10% less capital invested

Capital invested by funds: $194M → $174M (-$20.2M)

17% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 12

Holders
80
Holders Change
-4
Holders Change %
-4.76%
% of All Funds
2.23%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.08%
New
10
Increased
27
Reduced
20
Closed
12
Calls
$36K
Puts
Net Calls
+$36K
Net Calls Change
-$216K
Name Holding Trade Value Shares
Change
Change in
Stake
BAM
1
Baring Asset Management
United Kingdom
$39.8M +$40.4M +1,137,299 +2,600%
Bank of Nova Scotia
2
Bank of Nova Scotia
Ontario, Canada
$26.7M -$36.5M -1,025,960 -56%
Bank of America
3
Bank of America
North Carolina
$10.9M +$2.23M +62,788 +24%
UBS Group
4
UBS Group
Switzerland
$10.5M +$1.81M +50,814 +19%
Goldman Sachs
5
Goldman Sachs
New York
$7.88M +$486K +13,679 +6%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$7.78M +$367K +10,328 +5%
MC
7
Martin & Co
Tennessee
$7.28M +$202K +5,690 +3%
BPC
8
Banque Pictet & Cie
Switzerland
$6.27M +$176K +4,950 +3%
BCM
9
BTR Capital Management
California
$6.16M +$147K +4,135 +2%
NCA
10
New Century Advisors
Maryland
$4.93M
Morgan Stanley
11
Morgan Stanley
New York
$4.83M +$1.25M +35,232 +33%
Wells Fargo
12
Wells Fargo
California
$4.46M -$603K -16,964 -11%
NSIM
13
North Star Investment Management
Illinois
$3.41M -$143K -4,035 -4%
HighTower Advisors
14
HighTower Advisors
Illinois
$3.24M -$2.21K -62 -0.1%
OSNBOA
15
Old Second National Bank of Aurora
Illinois
$2.72M -$24.8K -697 -0.9%
BPCE
16
Bank Pictet & Cie (Europe)
Germany
$2.63M -$363K -10,200 -12%
SI
17
Stephens Inc
Arkansas
$2.19M +$26.2K +736 +1%
LPL Financial
18
LPL Financial
California
$1.71M +$37.3K +1,049 +2%
CA
19
Cetera Advisors
Colorado
$1.3M +$1.37M +38,446 New
PFPT
20
Pinnacle Financial Partners (Tennessee)
Tennessee
$1.3M +$71.4K +2,008 +6%
CS
21
Credit Suisse
Switzerland
$1.11M +$1.17M +32,903 New
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$1.05M +$69.9K +1,966 +7%
CIBC World Market
23
CIBC World Market
Ontario, Canada
$1.04M +$105K +2,958 +11%
V
24
Veritable
Delaware
$1.01M +$356K +10,000 +50%
MFS
25
MSI Financial Services
Massachusetts
$978K +$985K +27,708 +2,145%

IAT Hedge Fund Activity: Q3 2015 in Review

80 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in iShares US Regional Banks ETF (IAT) for Q3 2015, worth a combined $174M — down 10% from $194M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of IAT and 10 opened new positions — a net loss of 2 holders — while 20 trimmed existing stakes and 27 added.

The largest buyer was Baring Asset Management, adding an estimated $40.4M. The largest seller was Bank of Nova Scotia, cutting an estimated $36.5M.

  • 80 institutional investors held iShares US Regional Banks ETF (IAT) as of Q3 2015, down from 84 in Q2 2015.
  • Funds reported $174M of iShares US Regional Banks ETF stock for Q3 2015, down 10% quarter-over-quarter.
  • 10 funds opened new iShares US Regional Banks ETF positions in Q3 2015 and 12 closed out, a net change of -2 holders.
  • The largest iShares US Regional Banks ETF buyer in Q3 2015 was Baring Asset Management, an estimated $40.4M added.
  • The largest iShares US Regional Banks ETF seller in Q3 2015 was Bank of Nova Scotia, an estimated $36.5M sold.

Based on aggregated 13F filings for Q3 2015.