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iShares US Regional Banks ETF

123 hedge funds and large institutions have $185M invested in iShares US Regional Banks ETF in 2019 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 20 increasing their positions, 50 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

111% more call options, than puts

Call options by funds: $895K | Put options by funds: $425K

67% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 12

6% more funds holding

Funds holding: 116123 (+7)

3.01% less ownership

Funds ownership: 38.17%35.16% (-3%)

11% less capital invested

Capital invested by funds: $208M → $185M (-$22.3M)

60% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 50

Holders
123
Holders Change
+7
Holders Change %
+6.03%
% of All Funds
2.66%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
20
Increased
20
Reduced
50
Closed
12
Calls
$895K
Puts
$425K
Net Calls
+$470K
Net Calls Change
-$56K
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$28.6M -$4.66M -103,190 -14%
UBS Group
2
UBS Group
Switzerland
$16.4M -$6.09M -134,951 -26%
HCMNY
3
Howard Capital Management (New York)
New York
$14.7M +$544K +12,064 +4%
Morgan Stanley
4
Morgan Stanley
New York
$10.3M -$1.84M -40,775 -15%
Ameriprise
5
Ameriprise
Minnesota
$8.84M -$2.57M -56,973 -22%
Wells Fargo
6
Wells Fargo
California
$8.05M -$4.49M -99,442 -35%
BCM
7
BTR Capital Management
California
$7.08M -$15.1K -335 -0.2%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$6.75M -$225K -4,984 -3%
LPL Financial
9
LPL Financial
California
$6.2M -$165K -3,668 -3%
SI
10
Stephens Inc
Arkansas
$5.54M +$41.5K +921 +0.7%
Rockefeller Capital Management
11
Rockefeller Capital Management
New York
$5.34M -$17.1M -380,119 -76%
CS
12
Credit Suisse
Switzerland
$4.38M +$3.83M +84,994 +541%
RJA
13
Raymond James & Associates
Florida
$4.28M +$88.5K +1,961 +2%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$4.07M -$1.43M -31,790 -25%
OSNBOA
15
Old Second National Bank of Aurora
Illinois
$3.16M -$5.1K -113 -0.2%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$3.08M -$677K -15,004 -17%
MC
17
Martin & Co
Tennessee
$3M +$63.2K +1,400 +2%
Goldman Sachs
18
Goldman Sachs
New York
$2.73M +$197K +4,374 +7%
CA
19
Cetera Advisors
Colorado
$2.56M -$304K -6,741 -10%
FWCM
20
Ferguson Wellman Capital Management
Oregon
$2.42M -$1.28M -28,350 -34%
Thrivent Financial for Lutherans
21
Thrivent Financial for Lutherans
Minnesota
$2.15M
NRS
22
Neville Rodie & Shaw
New York
$1.97M -$248K -5,499 -11%
US Bancorp
23
US Bancorp
Minnesota
$1.92M +$17.3K +383 +0.9%
VF
24
Virtu Financial
New York
$1.8M +$1.87M +41,526 New
Stifel Financial
25
Stifel Financial
Missouri
$1.66M -$111K -2,455 -6%

IAT Hedge Fund Activity: Q1 2019 in Review

123 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in iShares US Regional Banks ETF (IAT) for Q1 2019, worth a combined $185M — down 11% from $208M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new IAT positions and 12 closed out — a net gain of 8 holders — while 20 added to existing stakes and 50 trimmed.

The largest buyer was Credit Suisse, adding an estimated $3.83M. The largest seller was Rockefeller Capital Management, cutting an estimated $17.1M.

  • 123 institutional investors held iShares US Regional Banks ETF (IAT) as of Q1 2019, up from 116 in Q4 2018.
  • Funds reported $185M of iShares US Regional Banks ETF stock for Q1 2019, down 11% quarter-over-quarter.
  • 20 funds opened new iShares US Regional Banks ETF positions in Q1 2019 and 12 closed out, a net change of +8 holders.
  • The largest iShares US Regional Banks ETF buyer in Q1 2019 was Credit Suisse, an estimated $3.83M added.
  • The largest iShares US Regional Banks ETF seller in Q1 2019 was Rockefeller Capital Management, an estimated $17.1M sold.

Based on aggregated 13F filings for Q1 2019.