Moors & Cabot’s iShares US Regional Banks ETF IAT Stock Holding History

Moors & Cabot’s Portfolio IAT Stock Details IAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-4,013	Closed	-$202K	–	576
2018 Q1	$202K	Buy	+4,013	New	+$210K	0.03%	537
2017 Q2	–	Sell	-4,807	Closed	-$216K	–	528
2017 Q1	$216K	Hold	4,807	–	–	0.04%	446
2016 Q4	$219K	Buy	+4,807	New	+$195K	0.04%	457

Other funds holding IAT

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

HCMNY

Howard Capital Management (New York) New York $891M AUM 34.82% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

SFI

SPC Financial Inc Rockville, Maryland $1.28B AUM 12.6% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

BCM

BTR Capital Management Oakland, California $641M AUM 9.05% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Moors & Cabot's IAT Position: Q2 2018 in Review

Moors & Cabot sold out of iShares US Regional Banks ETF (IAT) in Q2 2018, closing a stake of 4,013 shares — an estimated $202K sold.

Moors & Cabot first reported a position in IAT in Q4 2016 and held it in 3 quarters. The position peaked at $219K in Q4 2016. 137 funds tracked by Wall St. Rank hold IAT as of Q2 2018.

Moors & Cabot reported no remaining iShares US Regional Banks ETF position as of Q2 2018 after selling out during the quarter.
Moors & Cabot sold 4,013 iShares US Regional Banks ETF shares in Q2 2018, an estimated $202K.
Moors & Cabot first reported a position in iShares US Regional Banks ETF in Q4 2016 and held it in 3 quarters.
Moors & Cabot's iShares US Regional Banks ETF position peaked at $219K in Q4 2016.
137 funds tracked by Wall St. Rank held iShares US Regional Banks ETF as of Q2 2018.

Based on Moors & Cabot's 13F filing for Q2 2018, filed 14 Aug 2018.