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Hawthorn Bancshares

37 hedge funds and large institutions have $30.4M invested in Hawthorn Bancshares in 2023 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 16 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 10

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

0.37% more ownership

Funds ownership: 26.21%26.58% (+0.37%)

0% more funds holding

Funds holding: 3737 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

8% less capital invested

Capital invested by funds: $33.1M → $30.4M (-$2.71M)

Holders
37
Holders Change
Holders Change %
0%
% of All Funds
0.59%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
16
Reduced
10
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ACM
1
Ategra Capital Management
Virginia
$6.62M +$268K +15,673 +4%
PCA
2
PL Capital Advisors
Florida
$4.73M
Vanguard Group
3
Vanguard Group
Pennsylvania
$4.31M +$57.1K +3,343 +1%
Dimensional Fund Advisors
4
Dimensional Fund Advisors
Texas
$2.66M -$80.4K -4,709 -3%
FL
5
Fourthstone LLC
Missouri
$1.67M +$1.75M +102,791 New
BCM
6
Bridgeway Capital Management
Texas
$1.32M +$26.9K +1,578 +2%
FCM
7
FJ Capital Management
Virginia
$1.17M
Geode Capital Management
8
Geode Capital Management
Massachusetts
$910K -$17.7K -1,039 -2%
SVBP
9
Strategic Value Bank Partners
Ohio
$805K +$599K +35,097 +243%
PH
10
Pinnacle Holdings
Oklahoma
$782K +$14K +818 +2%
MI
11
M3F Inc
Utah
$734K -$34 -2 -0%
RC
12
RBF Capital
California
$645K +$26K +1,525 +4%
American Century Companies
13
American Century Companies
Missouri
$522K
BlackRock
14
BlackRock
New York
$444K -$25.1K -1,473 -5%
State Street
15
State Street
Massachusetts
$402K -$184K -10,787 -31%
AllianceBernstein
16
AllianceBernstein
Tennessee
$372K -$1.26M -74,001 -76%
EF
17
Empowered Funds
Pennsylvania
$331K +$27K +1,580 +8%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$308K +$341 +20 +0.1%
Mercer Global Advisors
19
Mercer Global Advisors
Colorado
$308K +$12.8K +749 +4%
GJL
20
Gendell Jeffrey L
$268K +$10.8K +634 +4%
Northern Trust
21
Northern Trust
Illinois
$232K +$7.68K +450 +3%
SFI
22
Susquehanna Fundamental Investments
Pennsylvania
$231K -$41.6K -2,435 -15%
Bank of New York Mellon
23
Bank of New York Mellon
New York
$188K -$1.57K -92 -0.8%
CTC
24
Central Trust Company
Missouri
$163K +$85.2K +4,988 +99%
LSV Asset Management
25
LSV Asset Management
Illinois
$104K

HWBK Hedge Fund Activity: Q3 2023 in Review

37 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Hawthorn Bancshares (HWBK) for Q3 2023, worth a combined $30.4M — down 8.2% from $33.1M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new HWBK positions and 3 closed out — a net gain of 1 holder — while 16 added to existing stakes and 10 trimmed.

The largest buyer was Fourthstone LLC, opening a new position worth an estimated $1.75M. The largest seller was AllianceBernstein, cutting an estimated $1.26M.

  • 37 institutional investors held Hawthorn Bancshares (HWBK) as of Q3 2023, unchanged from Q2 2023.
  • Funds reported $30.4M of Hawthorn Bancshares stock for Q3 2023, down 8.2% quarter-over-quarter.
  • 4 funds opened new Hawthorn Bancshares positions in Q3 2023 and 3 closed out, a net change of +1 holder.
  • The largest Hawthorn Bancshares buyer in Q3 2023 was Fourthstone LLC, an estimated $1.75M added.
  • The largest Hawthorn Bancshares seller in Q3 2023 was AllianceBernstein, an estimated $1.26M sold.

Based on aggregated 13F filings for Q3 2023.