Hawthorn Bancshares
HWBK
14 hedge funds and large institutions have $7.65M invested in Hawthorn Bancshares in 2014 Q1 according to their latest regulatory filings, with 0 funds opening new positions, 3 increasing their positions, 3 reducing their positions, and 1 closing their positions.
4% more capital invested
Capital invested by funds: $7.36M → $7.65M (+$288K)
0% more repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 3
13% less funds holding
Funds holding: 16 → 14 (-2)
100% less first-time investments, than exits
New positions opened: 0 | Existing positions closed: 1
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
U
UBS
Zurich,
Switzerland
|
+$2.74K |
| 2 |
Morgan Stanley
New York
|
+$121 |
| 3 |
Wells Fargo
San Francisco,
California
|
+$17 |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Vanguard Group
Malvern,
Pennsylvania
|
-$128K |
| 2 |
TRCT
Tower Research Capital (TRC)
New York
|
-$9.53K |
| 3 |
MFS
MSI Financial Services
Springfield,
Massachusetts
|
-$7K |
| 4 |
CTC
Central Trust Company
Jefferson City,
Missouri
|
-$1.28K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
GJL
1
Gendell Jeffrey L
| $5.22M | – | – | – |
|
2
Dimensional Fund Advisors
Austin,
Texas
| $993K | – | – | – |
|
|
3
Vanguard Group
Malvern,
Pennsylvania
| $709K | -$128K | -14,878 | -16% |
|
|
RC
4
RBF Capital
San Francisco,
California
| $355K | – | – | – |
|
5
California Public Employees Retirement System
Sacramento,
California
| $150K | – | – | – |
|
|
ICOA
6
Investment Centers of America
Bismarck,
North Dakota
| $142K | – | – | – |
|
7
Creative Planning
Overland Park,
Kansas
| $21K | – | – | – |
|
|
BA
8
BlackRock Advisors
Wilmington,
Delaware
| $16K | – | – | – |
|
|
U
9
UBS
Zurich,
Switzerland
| $15K | +$2.74K | +318 | +23% |
|
|
TRCT
10
Tower Research Capital (TRC)
New York
| $13K | -$9.53K | -1,106 | -43% |
|
|
BIT
11
BlackRock Institutional Trust
San Francisco,
California
| $7K | – | – | – |
|
|
12
Morgan Stanley
New York
| $7K | +$121 | +14 | +2% |
|
|
CTC
13
Central Trust Company
Jefferson City,
Missouri
| $2K | -$1.28K | -149 | -37% |
|
|
MFS
14
MSI Financial Services
Springfield,
Massachusetts
| – | -$7K | -897 | Closed |
|
|
15
Wells Fargo
San Francisco,
California
| – | +$17 | +2 | +15% |
|
HWBK Hedge Fund Activity: Q1 2014 in Review
14 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in Hawthorn Bancshares (HWBK) for Q1 2014, worth a combined $7.65M — up 3.9% from $7.36M a quarter earlier.
Sellers outnumbered buyers: 1 fund closed out of HWBK and 0 opened new positions — a net loss of 1 holder — while 3 trimmed existing stakes and 3 added.
The largest buyer was UBS, adding an estimated $2.74K. The largest seller was Vanguard Group, cutting an estimated $128K.
- 14 institutional investors held Hawthorn Bancshares (HWBK) as of Q1 2014, down from 16 in Q4 2013.
- Funds reported $7.65M of Hawthorn Bancshares stock for Q1 2014, up 3.9% quarter-over-quarter.
- 0 funds opened new Hawthorn Bancshares positions in Q1 2014 and 1 closed out, a net change of -1 holder.
- The largest Hawthorn Bancshares buyer in Q1 2014 was UBS, an estimated $2.74K added.
- The largest Hawthorn Bancshares seller in Q1 2014 was Vanguard Group, an estimated $128K sold.
Based on aggregated 13F filings for Q1 2014.