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Hawthorn Bancshares
HWBK

44 hedge funds and large institutions have $60M invested in Hawthorn Bancshares in 2019 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 21 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 9

3% more capital invested

Capital invested by funds: $58.2M → $60M (+$1.77M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

1.69% less ownership

Funds ownership: 45.53% → 43.85% (-1.7%)

10% less funds holding

Funds holding: 49 → 44 (-5)

80% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 5

Holders
44
Holders Change
-5
Holders Change %
-10.2%
% of All Funds
0.87%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
1
Increased
21
Reduced
9
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
State Street
State Street
Massachusetts
+$179K
2
Morgan Stanley
Morgan Stanley
New York
+$149K
3
BlackRock
BlackRock
New York
+$80.1K
4
Barclays
Barclays
United Kingdom
+$69.6K
5
UBS Group
UBS Group
Switzerland
+$64.4K

Top Sellers

Rank Fund Capital Flow
1
ECA
Endeavour Capital Advisors
Connecticut
-$675K
2
Ohio Public Employees Retirement System (OPERS)
Ohio Public Employees Retirement System (OPERS)
Ohio
-$326K
3
MAM
Martingale Asset Management
Massachusetts
-$229K
4
GJL
Gendell Jeffrey L
-$180K
5
BPM
Bowling Portfolio Management
Ohio
-$65.7K
Name Holding Trade Value Shares
Change 		Change in
Stake
ACM
1
Ategra Capital Management
Virginia
$7.84M – – –
BlackRock
2
BlackRock
New York
$7.4M +$80.1K +3,869 +1%
PCA
3
PL Capital Advisors
Florida
$6.31M – – –
Vanguard Group
4
Vanguard Group
Pennsylvania
$5.95M -$24K -1,158 -0.4%
ECA
5
Endeavour Capital Advisors
Connecticut
$5.49M -$675K -32,592 -11%
FCM
6
FJ Capital Management
Virginia
$4.33M – – –
GJL
7
Gendell Jeffrey L
$3.48M -$180K -8,704 -5%
Dimensional Fund Advisors
8
Dimensional Fund Advisors
Texas
$3.38M +$33.7K +1,628 +1%
State Street
9
State Street
Massachusetts
$2.64M +$179K +8,648 +8%
Geode Capital Management
10
Geode Capital Management
Massachusetts
$2.36M +$6.03K +291 +0.3%
Northern Trust
11
Northern Trust
Illinois
$1.69M +$4.89K +236 +0.3%
BCM
12
Bridgeway Capital Management
Texas
$1.59M – – –
BPM
13
Bowling Portfolio Management
Ohio
$1.1M -$65.7K -3,170 -6%
RC
14
RBF Capital
California
$865K – – –
PH
15
Pinnacle Holdings
Oklahoma
$676K – – –
Bank of New York Mellon
16
Bank of New York Mellon
New York
$611K +$1.97K +95 +0.3%
New York State Common Retirement Fund
17
New York State Common Retirement Fund
New York
$602K +$50K +2,414 +10%
T. Rowe Price Associates
18
T. Rowe Price Associates
Maryland
$435K +$5.43K +262 +1%
Charles Schwab
19
Charles Schwab
California
$343K – – –
California Public Employees Retirement System
20
California Public Employees Retirement System
California
$342K -$17K -819 -5%
Wells Fargo
21
Wells Fargo
California
$341K -$5.65K -273 -2%
Renaissance Technologies
22
Renaissance Technologies
New York
$335K +$12.1K +585 +4%
California State Teachers Retirement System (CalSTRS)
23
California State Teachers Retirement System (CalSTRS)
California
$222K – – –
N
24
Nuveen
North Carolina
$222K – – –
OSAM
25
O'Shaughnessy Asset Management
Connecticut
$208K -$40.1K -1,935 -17%
1
2

HWBK Hedge Fund Activity: Q4 2019 in Review

44 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Hawthorn Bancshares (HWBK) for Q4 2019, worth a combined $60M — up 3% from $58.2M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of HWBK and 1 opened new positions — a net loss of 4 holders — while 9 trimmed existing stakes and 21 added.

The largest buyer was State Street, adding an estimated $179K. The largest seller was Endeavour Capital Advisors, cutting an estimated $675K.

  • 44 institutional investors held Hawthorn Bancshares (HWBK) as of Q4 2019, down from 49 in Q3 2019.
  • Funds reported $60M of Hawthorn Bancshares stock for Q4 2019, up 3% quarter-over-quarter.
  • 1 fund opened new Hawthorn Bancshares positions in Q4 2019 and 5 closed out, a net change of -4 holders.
  • The largest Hawthorn Bancshares buyer in Q4 2019 was State Street, an estimated $179K added.
  • The largest Hawthorn Bancshares seller in Q4 2019 was Endeavour Capital Advisors, an estimated $675K sold.

Based on aggregated 13F filings for Q4 2019.