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Hawthorn Bancshares
HWBK

18 hedge funds and large institutions have $17.3M invested in Hawthorn Bancshares in 2016 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 4 increasing their positions, 3 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 1

48% more capital invested

Capital invested by funds: $11.6M → $17.3M (+$5.64M)

33% more repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 3

22.87% more ownership

Funds ownership: 0% → 22.87% (+23%)

13% more funds holding

Funds holding: 16 → 18 (+2)

Holders
18
Holders Change
+2
Holders Change %
+12.5%
% of All Funds
0.45%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
4
Reduced
3
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
BCM
Bridgeway Capital Management
Texas
+$388K
2
PH
Pinnacle Holdings
Oklahoma
+$193K
3
ICOA
Investment Centers of America
North Dakota
+$183K
4
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
+$9.89K
5
BFA
BlackRock Fund Advisors
California
+$8.38K

Top Sellers

Rank Fund Capital Flow
1
UBS Group
UBS Group
Switzerland
-$20.3K
2
TRCT
Tower Research Capital (TRC)
New York
-$7K
3
MA
MUFG Americas
New York
-$1.29K
4
Bank of America
Bank of America
North Carolina
-$390
Name Holding Trade Value Shares
Change 		Change in
Stake
GJL
1
Gendell Jeffrey L
$9.74M – – –
ROC
2
River Oaks Capital
Minnesota
$2.87M +$2.52M +213,497 New
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$1.48M +$9.89K +838 +0.8%
Vanguard Group
4
Vanguard Group
Pennsylvania
$1.07M – – –
RC
5
RBF Capital
California
$534K – – –
BCM
6
Bridgeway Capital Management
Texas
$441K +$388K +32,898 New
PH
7
Pinnacle Holdings
Oklahoma
$330K +$193K +16,382 +201%
T. Rowe Price Associates
8
T. Rowe Price Associates
Maryland
$275K – – –
California Public Employees Retirement System
9
California Public Employees Retirement System
California
$222K – – –
ICOA
10
Investment Centers of America
North Dakota
$208K +$183K +15,473 New
CTC
11
Central Trust Company
Missouri
$38K – – –
BFA
12
BlackRock Fund Advisors
California
$28K +$8.38K +710 +53%
Creative Planning
13
Creative Planning
Kansas
$25K – – –
BIM
14
BlackRock Investment Management
Delaware
$15K – – –
UBS Group
15
UBS Group
Switzerland
$1K -$20.3K -1,715 -98%
MA
16
MUFG Americas
New York
$1K -$1.29K -109 -58%
TRCT
17
Tower Research Capital (TRC)
New York
– -$7K -566 Closed
Bank of America
18
Bank of America
North Carolina
– -$390 -33 -92%
Wells Fargo
19
Wells Fargo
California
– +$12 +1 +8%

HWBK Hedge Fund Activity: Q4 2016 in Review

18 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in Hawthorn Bancshares (HWBK) for Q4 2016, worth a combined $17.3M — up 48% from $11.6M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new HWBK positions and 1 closed out — a net gain of 2 holders — while 4 added to existing stakes and 3 trimmed.

The largest buyer was Bridgeway Capital Management, opening a new position worth an estimated $388K. The largest seller was UBS Group, cutting an estimated $20.3K.

  • 18 institutional investors held Hawthorn Bancshares (HWBK) as of Q4 2016, up from 16 in Q3 2016.
  • Funds reported $17.3M of Hawthorn Bancshares stock for Q4 2016, up 48% quarter-over-quarter.
  • 3 funds opened new Hawthorn Bancshares positions in Q4 2016 and 1 closed out, a net change of +2 holders.
  • The largest Hawthorn Bancshares buyer in Q4 2016 was Bridgeway Capital Management, an estimated $388K added.
  • The largest Hawthorn Bancshares seller in Q4 2016 was UBS Group, an estimated $20.3K sold.

Based on aggregated 13F filings for Q4 2016.