We are live on ! Find out more
HWBK icon

Hawthorn Bancshares
HWBK

16 hedge funds and large institutions have $11.6M invested in Hawthorn Bancshares in 2016 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 4 increasing their positions, 5 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more funds holding

Funds holding: 14 → 16 (+2)

11% more capital invested

Capital invested by funds: $10.5M → $11.6M (+$1.14M)

20% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 5

Holders
16
Holders Change
+2
Holders Change %
+14.29%
% of All Funds
0.43%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
4
Reduced
5
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
PH
Pinnacle Holdings
Oklahoma
+$87.6K
2
UBS Group
UBS Group
Switzerland
+$12.4K
3
TRCT
Tower Research Capital (TRC)
New York
+$2.06K
4
BFA
BlackRock Fund Advisors
California
+$2.04K
5
CTC
Central Trust Company
Missouri
+$1.15K

Top Sellers

Rank Fund Capital Flow
1
Creative Planning
Creative Planning
Kansas
-$25.1K
2
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$18.3K
3
MA
MUFG Americas
New York
-$1.09K
4
California Public Employees Retirement System
California Public Employees Retirement System
California
-$11
5
Wells Fargo
Wells Fargo
California
-$11
Name Holding Trade Value Shares
Change 		Change in
Stake
GJL
1
Gendell Jeffrey L
$8.39M – – –
Dimensional Fund Advisors
2
Dimensional Fund Advisors
Texas
$1.25M -$18.3K -1,705 -2%
Vanguard Group
3
Vanguard Group
Pennsylvania
$909K – – –
RC
4
RBF Capital
California
$460K – – –
T. Rowe Price Associates
5
T. Rowe Price Associates
Maryland
$234K – – –
California Public Employees Retirement System
6
California Public Employees Retirement System
California
$189K -$11 -1 -0%
PH
7
Pinnacle Holdings
Oklahoma
$94.4K +$87.6K +8,146 New
CTC
8
Central Trust Company
Missouri
$32K +$1.15K +107 +4%
Creative Planning
9
Creative Planning
Kansas
$22K -$25.1K -2,338 -56%
UBS Group
10
UBS Group
Switzerland
$20K +$12.4K +1,157 +194%
BFA
11
BlackRock Fund Advisors
California
$16K +$2.04K +190 +17%
BIM
12
BlackRock Investment Management
Delaware
$13K – – –
TRCT
13
Tower Research Capital (TRC)
New York
$7K +$2.06K +192 +51%
MA
14
MUFG Americas
New York
$2K -$1.09K -101 -35%
Wells Fargo
15
Wells Fargo
California
– -$11 -1 -8%
Bank of America
16
Bank of America
North Carolina
– +$387 +36 New

HWBK Hedge Fund Activity: Q3 2016 in Review

16 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Hawthorn Bancshares (HWBK) for Q3 2016, worth a combined $11.6M — up 11% from $10.5M a quarter earlier.

Buyers outnumbered sellers: 2 funds opened new HWBK positions and 0 closed out — a net gain of 2 holders — while 4 added to existing stakes and 5 trimmed.

The largest buyer was Pinnacle Holdings, opening a new position worth an estimated $87.6K. The largest seller was Creative Planning, cutting an estimated $25.1K.

  • 16 institutional investors held Hawthorn Bancshares (HWBK) as of Q3 2016, up from 14 in Q2 2016.
  • Funds reported $11.6M of Hawthorn Bancshares stock for Q3 2016, up 11% quarter-over-quarter.
  • 2 funds opened new Hawthorn Bancshares positions in Q3 2016 and 0 closed out, a net change of +2 holders.
  • The largest Hawthorn Bancshares buyer in Q3 2016 was Pinnacle Holdings, an estimated $87.6K added.
  • The largest Hawthorn Bancshares seller in Q3 2016 was Creative Planning, an estimated $25.1K sold.

Based on aggregated 13F filings for Q3 2016.