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Hawthorn Bancshares
HWBK

18 hedge funds and large institutions have $21.5M invested in Hawthorn Bancshares in 2017 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 1 increasing their positions, 1 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

24% more capital invested

Capital invested by funds: $17.3M → $21.5M (+$4.21M)

1.08% more ownership

Funds ownership: 22.87% → 23.95% (+1.1%)

0% more funds holding

Funds holding: 18 → 18 (0)

0% more repeat investments, than reductions

Existing positions increased: 1 | Existing positions reduced: 1

Holders
18
Holders Change
–
Holders Change %
0%
% of All Funds
0.45%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
1
Reduced
1
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Geode Capital Management
Geode Capital Management
Massachusetts
+$949K
2
LTFS
Ladenburg Thalmann Financial Services
Florida
+$58.8K
3
BlackRock
BlackRock
New York
+$58.2K
4
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
+$10.8K
5
Deutsche Bank
Deutsche Bank
Germany
+$3.98K

Top Sellers

Rank Fund Capital Flow
1
ROC
River Oaks Capital
Minnesota
-$112K
2
UBS Group
UBS Group
Switzerland
-$1K
Name Holding Trade Value Shares
Change 		Change in
Stake
GJL
1
Gendell Jeffrey L
$11.6M – – –
ROC
2
River Oaks Capital
Minnesota
$3.3M -$112K -7,422 -3%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$1.75M +$10.8K +717 +0.6%
Vanguard Group
4
Vanguard Group
Pennsylvania
$1.25M – – –
Geode Capital Management
5
Geode Capital Management
Massachusetts
$987K +$949K +62,775 New
RC
6
RBF Capital
California
$636K – – –
BCM
7
Bridgeway Capital Management
Texas
$518K – – –
PH
8
Pinnacle Holdings
Oklahoma
$393K – – –
T. Rowe Price Associates
9
T. Rowe Price Associates
Maryland
$322K – – –
California Public Employees Retirement System
10
California Public Employees Retirement System
California
$260K – – –
ICOA
11
Investment Centers of America
North Dakota
$248K – – –
BlackRock
12
BlackRock
New York
$62K +$58.2K +3,848 New
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$62K +$58.8K +3,890 New
CTC
14
Central Trust Company
Missouri
$45K – – –
Creative Planning
15
Creative Planning
Kansas
$30K – – –
Deutsche Bank
16
Deutsche Bank
Germany
$4K +$3.98K +263 New
MA
17
MUFG Americas
New York
$1K – – –
UBS Group
18
UBS Group
Switzerland
– -$1K -39 Closed

HWBK Hedge Fund Activity: Q1 2017 in Review

18 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Hawthorn Bancshares (HWBK) for Q1 2017, worth a combined $21.5M — up 24% from $17.3M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new HWBK positions and 2 closed out — a net gain of 2 holders — while 1 added to existing stakes and 1 trimmed.

The largest buyer was Geode Capital Management, opening a new position worth an estimated $949K. The largest seller was River Oaks Capital, cutting an estimated $112K.

  • 18 institutional investors held Hawthorn Bancshares (HWBK) as of Q1 2017, unchanged from Q4 2016.
  • Funds reported $21.5M of Hawthorn Bancshares stock for Q1 2017, up 24% quarter-over-quarter.
  • 4 funds opened new Hawthorn Bancshares positions in Q1 2017 and 2 closed out, a net change of +2 holders.
  • The largest Hawthorn Bancshares buyer in Q1 2017 was Geode Capital Management, an estimated $949K added.
  • The largest Hawthorn Bancshares seller in Q1 2017 was River Oaks Capital, an estimated $112K sold.

Based on aggregated 13F filings for Q1 2017.