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Hawthorn Bancshares
HWBK

34 hedge funds and large institutions have $49M invested in Hawthorn Bancshares in 2021 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 12 increasing their positions, 15 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% more capital invested

Capital invested by funds: $47.9M → $49M (+$1.16M)

0.48% more ownership

Funds ownership: 34.09% → 34.57% (+0.48%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

11% less funds holding

Funds holding: 38 → 34 (-4)

20% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 15

67% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 6

Holders
34
Holders Change
-4
Holders Change %
-10.53%
% of All Funds
0.6%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
2
Increased
12
Reduced
15
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AllianceBernstein
AllianceBernstein
Tennessee
+$2.03M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$315K
3
PH
Pinnacle Holdings
Oklahoma
+$306K
4
Vanguard Group
Vanguard Group
Pennsylvania
+$214K
5
MI
M3F Inc
Utah
+$208K

Top Sellers

Rank Fund Capital Flow
1
Millennium Management
Millennium Management
New York
-$975K
2
BlackRock
BlackRock
New York
-$492K
3
Renaissance Technologies
Renaissance Technologies
New York
-$377K
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$315K
5
State Street
State Street
Massachusetts
-$219K
Name Holding Trade Value Shares
Change 		Change in
Stake
ACM
1
Ategra Capital Management
Virginia
$8.73M – – –
PCA
2
PL Capital Advisors
Florida
$7.24M +$23.6K +1,125 +0.3%
Vanguard Group
3
Vanguard Group
Pennsylvania
$5.78M +$214K +10,166 +4%
ECA
4
Endeavour Capital Advisors
Connecticut
$4.52M +$171K +8,116 +4%
Dimensional Fund Advisors
5
Dimensional Fund Advisors
Texas
$3.89M +$76.2K +3,625 +2%
AllianceBernstein
6
AllianceBernstein
Tennessee
$3.05M +$2.03M +96,547 +210%
GJL
7
Gendell Jeffrey L
$1.69M +$63.8K +3,037 +4%
BCM
8
Bridgeway Capital Management
Texas
$1.65M -$42 -2 -0%
FCM
9
FJ Capital Management
Virginia
$1.54M – – –
Geode Capital Management
10
Geode Capital Management
Massachusetts
$1.42M -$12.2K -580 -0.9%
Millennium Management
11
Millennium Management
New York
$1.17M -$975K -46,364 -46%
MI
12
M3F Inc
Utah
$1.08M +$208K +9,883 +24%
State Street
13
State Street
Massachusetts
$977K -$219K -10,440 -19%
PH
14
Pinnacle Holdings
Oklahoma
$928K +$306K +14,580 +51%
RC
15
RBF Capital
California
$849K +$32.1K +1,525 +4%
E
16
Ergoteles
New York
$609K -$2.06K -98 -0.3%
SFI
17
Susquehanna Fundamental Investments
Pennsylvania
$565K -$6.83K -325 -1%
BlackRock
18
BlackRock
New York
$561K -$492K -23,414 -47%
Renaissance Technologies
19
Renaissance Technologies
New York
$462K -$377K -17,954 -45%
FL
20
Fourthstone LLC
Missouri
$397K – – –
Northern Trust
21
Northern Trust
Illinois
$351K -$40.1K -1,908 -10%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$321K +$315K +15,001 New
HA
23
HYA Advisors
Missouri
$314K +$12.1K +574 +4%
American Century Companies
24
American Century Companies
Missouri
$310K +$41.5K +1,976 +16%
Bank of New York Mellon
25
Bank of New York Mellon
New York
$238K -$16.2K -773 -6%
1
2

HWBK Hedge Fund Activity: Q3 2021 in Review

34 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Hawthorn Bancshares (HWBK) for Q3 2021, worth a combined $49M — up 2.4% from $47.9M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of HWBK and 2 opened new positions — a net loss of 4 holders — while 15 trimmed existing stakes and 12 added.

The largest buyer was AllianceBernstein, adding an estimated $2.03M. The largest seller was Millennium Management, cutting an estimated $975K.

  • 34 institutional investors held Hawthorn Bancshares (HWBK) as of Q3 2021, down from 38 in Q2 2021.
  • Funds reported $49M of Hawthorn Bancshares stock for Q3 2021, up 2.4% quarter-over-quarter.
  • 2 funds opened new Hawthorn Bancshares positions in Q3 2021 and 6 closed out, a net change of -4 holders.
  • The largest Hawthorn Bancshares buyer in Q3 2021 was AllianceBernstein, an estimated $2.03M added.
  • The largest Hawthorn Bancshares seller in Q3 2021 was Millennium Management, an estimated $975K sold.

Based on aggregated 13F filings for Q3 2021.