Hawthorn Bancshares
HWBK
11 hedge funds and large institutions have $10.2M invested in Hawthorn Bancshares in 2015 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 4 increasing their positions, 3 reducing their positions, and 3 closing their positions.
33% more repeat investments, than reductions
Existing positions increased: 4 | Existing positions reduced: 3
2% less capital invested
Capital invested by funds: $10.4M → $10.2M (-$213K)
15% less funds holding
Funds holding: 13 → 11 (-2)
67% less first-time investments, than exits
New positions opened: 1 | Existing positions closed: 3
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Creative Planning
Overland Park,
Kansas
|
+$42.5K |
| 2 |
GJL
Gendell Jeffrey L
|
+$37.4K |
| 3 |
Vanguard Group
Malvern,
Pennsylvania
|
+$1.38K |
| 4 |
Morgan Stanley
New York
|
+$172 |
| 5 |
Wells Fargo
San Francisco,
California
|
+$20 |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Goldman Sachs
New York
|
-$13.1K |
| 2 |
UBS Group
Zurich,
Switzerland
|
-$12K |
| 3 |
TRCT
Tower Research Capital (TRC)
New York
|
-$12K |
| 4 |
CTC
Central Trust Company
Jefferson City,
Missouri
|
-$3K |
| 5 |
Dimensional Fund Advisors
Austin,
Texas
|
-$40 |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
GJL
1
Gendell Jeffrey L
| $7.4M | +$37.4K | +3,699 | +0.5% |
|
|
2
Dimensional Fund Advisors
Austin,
Texas
| $1.14M | -$40 | -4 | -0% |
|
|
3
Vanguard Group
Malvern,
Pennsylvania
| $811K | +$1.38K | +137 | +0.2% |
|
|
RC
4
RBF Capital
San Francisco,
California
| $405K | – | – | – |
|
|
5
Goldman Sachs
New York
| $227K | -$13.1K | -1,299 | -6% |
|
6
California Public Employees Retirement System
Sacramento,
California
| $169K | – | – | – |
|
|
7
Creative Planning
Overland Park,
Kansas
| $43K | +$42.5K | +4,204 | New |
|
|
8
UBS Group
Zurich,
Switzerland
| $11K | -$12K | -1,188 | -54% |
|
|
BIM
9
BlackRock Investment Management
Wilmington,
Delaware
| $10K | – | – | – |
|
|
10
Morgan Stanley
New York
| $8K | +$172 | +17 | +2% |
|
|
TRCT
11
Tower Research Capital (TRC)
New York
| – | -$12K | -1,137 | Closed |
|
|
CTC
12
Central Trust Company
Jefferson City,
Missouri
| – | -$3K | -274 | Closed |
|
|
13
Wells Fargo
San Francisco,
California
| – | +$20 | +2 | +17% |
|
HWBK Hedge Fund Activity: Q3 2015 in Review
11 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Hawthorn Bancshares (HWBK) for Q3 2015, worth a combined $10.2M — down 2% from $10.4M a quarter earlier.
Sellers outnumbered buyers: 3 funds closed out of HWBK and 1 opened new positions — a net loss of 2 holders — while 3 trimmed existing stakes and 4 added.
The largest buyer was Creative Planning, opening a new position worth an estimated $42.5K. The largest seller was Goldman Sachs, cutting an estimated $13.1K.
- 11 institutional investors held Hawthorn Bancshares (HWBK) as of Q3 2015, down from 13 in Q2 2015.
- Funds reported $10.2M of Hawthorn Bancshares stock for Q3 2015, down 2% quarter-over-quarter.
- 1 fund opened new Hawthorn Bancshares positions in Q3 2015 and 3 closed out, a net change of -2 holders.
- The largest Hawthorn Bancshares buyer in Q3 2015 was Creative Planning, an estimated $42.5K added.
- The largest Hawthorn Bancshares seller in Q3 2015 was Goldman Sachs, an estimated $13.1K sold.
Based on aggregated 13F filings for Q3 2015.