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Hawthorn Bancshares
HWBK

14 hedge funds and large institutions have $8.67M invested in Hawthorn Bancshares in 2014 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 5 increasing their positions, 4 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 4

17% more capital invested

Capital invested by funds: $7.39M → $8.67M (+$1.28M)

0% more funds holding

Funds holding: 14 → 14 (0)

0% more first-time investments, than exits

New positions opened: 1 | Existing positions closed: 1

Holders
14
Holders Change
–
Holders Change %
0%
% of All Funds
0.41%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
5
Reduced
4
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
GJL
Gendell Jeffrey L
+$365K
2
ICOA
Investment Centers of America
North Dakota
+$140K
3
U
UBS
Switzerland
+$17.3K
4
BIM
BlackRock Investment Management
Delaware
+$2.3K
5
Wells Fargo
Wells Fargo
California
+$1K

Top Sellers

Rank Fund Capital Flow
1
GSC
Ground Swell Capital
South Carolina
-$4.54K
2
TRCT
Tower Research Capital (TRC)
New York
-$4K
3
California Public Employees Retirement System
California Public Employees Retirement System
California
-$9
4
Creative Planning
Creative Planning
Kansas
-$9
5
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$9
Name Holding Trade Value Shares
Change 		Change in
Stake
GJL
1
Gendell Jeffrey L
$6.04M +$365K +40,324 +7%
Dimensional Fund Advisors
2
Dimensional Fund Advisors
Texas
$1.07M -$9 -1 -0%
Vanguard Group
3
Vanguard Group
Pennsylvania
$757K – – –
RC
4
RBF Capital
California
$383K – – –
California Public Employees Retirement System
5
California Public Employees Retirement System
California
$160K -$9 -1 -0%
ICOA
6
Investment Centers of America
North Dakota
$149K +$140K +15,474 New
Creative Planning
7
Creative Planning
Kansas
$41K -$9 -1 -0%
U
8
UBS
Switzerland
$31K +$17.3K +1,911 +149%
BA
9
BlackRock Advisors
Delaware
$17K – – –
Morgan Stanley
10
Morgan Stanley
New York
$8K +$290 +32 +4%
BIT
11
BlackRock Institutional Trust
California
$7K – – –
BIM
12
BlackRock Investment Management
Delaware
$6K +$2.3K +254 +79%
GSC
13
Ground Swell Capital
South Carolina
$2K -$4.54K -501 -70%
Wells Fargo
14
Wells Fargo
California
$1K +$1K +111 +793%
TRCT
15
Tower Research Capital (TRC)
New York
– -$4K -424 Closed

HWBK Hedge Fund Activity: Q3 2014 in Review

14 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in Hawthorn Bancshares (HWBK) for Q3 2014, worth a combined $8.67M — up 17% from $7.39M a quarter earlier.

Fund positioning in HWBK was balanced in Q3 2014: 1 fund opened new positions, 1 closed out, 5 added to existing stakes and 4 trimmed.

The largest buyer was Gendell Jeffrey L, adding an estimated $365K. The largest seller was Ground Swell Capital, cutting an estimated $4.54K.

  • 14 institutional investors held Hawthorn Bancshares (HWBK) as of Q3 2014, unchanged from Q2 2014.
  • Funds reported $8.67M of Hawthorn Bancshares stock for Q3 2014, up 17% quarter-over-quarter.
  • 1 fund opened new Hawthorn Bancshares positions in Q3 2014 and 1 closed out, a net change of 0 holders.
  • The largest Hawthorn Bancshares buyer in Q3 2014 was Gendell Jeffrey L, an estimated $365K added.
  • The largest Hawthorn Bancshares seller in Q3 2014 was Ground Swell Capital, an estimated $4.54K sold.

Based on aggregated 13F filings for Q3 2014.