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Hawthorn Bancshares

20 hedge funds and large institutions have $23.9M invested in Hawthorn Bancshares in 2018 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 4

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

5% more funds holding

Funds holding: 1920 (+1)

3.16% less ownership

Funds ownership: 28.5%25.34% (-3.2%)

12% less capital invested

Capital invested by funds: $27.1M → $23.9M (-$3.19M)

Holders
20
Holders Change
+1
Holders Change %
+5.26%
% of All Funds
0.46%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
6
Reduced
4
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ECA
1
Endeavour Capital Advisors
Connecticut
$7.42M +$2.6M +159,335 +54%
GJL
2
Gendell Jeffrey L
$6.02M -$5.75M -352,267 -49%
ROC
3
River Oaks Capital
Minnesota
$2.55M -$18.6K -1,139 -0.7%
Dimensional Fund Advisors
4
Dimensional Fund Advisors
Texas
$2.04M +$84.7K +5,188 +4%
Vanguard Group
5
Vanguard Group
Pennsylvania
$1.33M +$22.7K +1,392 +2%
BCM
6
Bridgeway Capital Management
Texas
$1.16M
Geode Capital Management
7
Geode Capital Management
Massachusetts
$1M
RC
8
RBF Capital
California
$647K
PH
9
Pinnacle Holdings
Oklahoma
$521K +$107K +6,554 +26%
BCM
10
BHZ Capital Management
California
$335K +$333K +20,397 New
T. Rowe Price Associates
11
T. Rowe Price Associates
Maryland
$316K
California Public Employees Retirement System
12
California Public Employees Retirement System
California
$267K
Deutsche Bank
13
Deutsche Bank
Germany
$171K +$66.1K +4,049 +63%
BlackRock
14
BlackRock
New York
$90K +$3.48K +213 +4%
CTC
15
Central Trust Company
Missouri
$44K
TRCT
16
Tower Research Capital (TRC)
New York
$6K +$5.76K +353 New
Morgan Stanley
17
Morgan Stanley
New York
$5K +$4.05K +248 New
UBS Group
18
UBS Group
Switzerland
$2K -$14K -860 -89%
Canada Life
19
Canada Life
Manitoba, Canada
$1K +$522 +32 New
ZIM
20
ZPR Investment Management
Florida
-$219K -13,371 Closed
LFS
21
Lutz Financial Services
Nebraska
-$218K -13,274 Closed
Acadian Asset Management
22
Acadian Asset Management
Massachusetts
-$1K -90 Closed
Wells Fargo
23
Wells Fargo
California
-$33 -2 -15%

HWBK Hedge Fund Activity: Q1 2018 in Review

20 of the 4,364 institutional investors tracked by Wall St. Rank reported a position in Hawthorn Bancshares (HWBK) for Q1 2018, worth a combined $23.9M — down 12% from $27.1M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new HWBK positions and 3 closed out — a net gain of 1 holder — while 6 added to existing stakes and 4 trimmed.

The largest buyer was Endeavour Capital Advisors, adding an estimated $2.6M. The largest seller was Gendell Jeffrey L, cutting an estimated $5.75M.

  • 20 institutional investors held Hawthorn Bancshares (HWBK) as of Q1 2018, up from 19 in Q4 2017.
  • Funds reported $23.9M of Hawthorn Bancshares stock for Q1 2018, down 12% quarter-over-quarter.
  • 4 funds opened new Hawthorn Bancshares positions in Q1 2018 and 3 closed out, a net change of +1 holder.
  • The largest Hawthorn Bancshares buyer in Q1 2018 was Endeavour Capital Advisors, an estimated $2.6M added.
  • The largest Hawthorn Bancshares seller in Q1 2018 was Gendell Jeffrey L, an estimated $5.75M sold.

Based on aggregated 13F filings for Q1 2018.