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Hawthorn Bancshares
HWBK

16 hedge funds and large institutions have $7.36M invested in Hawthorn Bancshares in 2013 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 2 increasing their positions, 2 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 1

14% more funds holding

Funds holding: 14 → 16 (+2)

0% more repeat investments, than reductions

Existing positions increased: 2 | Existing positions reduced: 2

13% less capital invested

Capital invested by funds: $8.44M → $7.36M (-$1.07M)

Holders
16
Holders Change
+2
Holders Change %
+14.29%
% of All Funds
0.46%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
2
Reduced
2
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
HCA
Hovde Capital Advisors
Wisconsin
+$186K
2
TRCT
Tower Research Capital (TRC)
New York
+$23.2K
3
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
+$21.4K
4
Morgan Stanley
Morgan Stanley
New York
+$7.52K
5
CTC
Central Trust Company
Missouri
+$752

Top Sellers

Rank Fund Capital Flow
1
Vanguard Group
Vanguard Group
Pennsylvania
-$397K
2
U
UBS
Switzerland
-$5.08K
3
Bank of America
Bank of America
North Carolina
-$1K
Name Holding Trade Value Shares
Change 		Change in
Stake
GJL
1
Gendell Jeffrey L
$4.8M – – –
Dimensional Fund Advisors
2
Dimensional Fund Advisors
Texas
$920K +$21.4K +2,368 +2%
Vanguard Group
3
Vanguard Group
Pennsylvania
$781K -$397K -43,856 -32%
RC
4
RBF Capital
California
$326K – – –
HCA
5
Hovde Capital Advisors
Wisconsin
$168K +$186K +20,512 New
California Public Employees Retirement System
6
California Public Employees Retirement System
California
$142K – – –
ICOA
7
Investment Centers of America
North Dakota
$142K – – –
TRCT
8
Tower Research Capital (TRC)
New York
$21K +$23.2K +2,561 New
Creative Planning
9
Creative Planning
Kansas
$19K – – –
BA
10
BlackRock Advisors
Delaware
$15K – – –
U
11
UBS
Switzerland
$11K -$5.08K -561 -29%
MFS
12
MSI Financial Services
Massachusetts
$7K – – –
Morgan Stanley
13
Morgan Stanley
New York
$7K +$7.52K +830 New
BIT
14
BlackRock Institutional Trust
California
$6K – – –
CTC
15
Central Trust Company
Missouri
$3K +$752 +83 +26%
Bank of America
16
Bank of America
North Carolina
– -$1K -148 Closed

HWBK Hedge Fund Activity: Q4 2013 in Review

16 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Hawthorn Bancshares (HWBK) for Q4 2013, worth a combined $7.36M — down 13% from $8.44M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new HWBK positions and 1 closed out — a net gain of 2 holders — while 2 added to existing stakes and 2 trimmed.

The largest buyer was Hovde Capital Advisors, opening a new position worth an estimated $186K. The largest seller was Vanguard Group, cutting an estimated $397K.

  • 16 institutional investors held Hawthorn Bancshares (HWBK) as of Q4 2013, up from 14 in Q3 2013.
  • Funds reported $7.36M of Hawthorn Bancshares stock for Q4 2013, down 13% quarter-over-quarter.
  • 3 funds opened new Hawthorn Bancshares positions in Q4 2013 and 1 closed out, a net change of +2 holders.
  • The largest Hawthorn Bancshares buyer in Q4 2013 was Hovde Capital Advisors, an estimated $186K added.
  • The largest Hawthorn Bancshares seller in Q4 2013 was Vanguard Group, an estimated $397K sold.

Based on aggregated 13F filings for Q4 2013.