We are live on ! Find out more
HWBK icon

Hawthorn Bancshares
HWBK

37 hedge funds and large institutions have $56.5M invested in Hawthorn Bancshares in 2021 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 8 increasing their positions, 13 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

15% more capital invested

Capital invested by funds: $49M → $56.5M (+$7.52M)

9% more funds holding

Funds holding: 34 → 37 (+3)

1.06% more ownership

Funds ownership: 34.57% → 35.63% (+1.1%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

38% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 13

Holders
37
Holders Change
+3
Holders Change %
+8.82%
% of All Funds
0.57%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
6
Increased
8
Reduced
13
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AllianceBernstein
AllianceBernstein
Tennessee
+$1.27M
2
KCM
Kennedy Capital Management
Missouri
+$686K
3
PCA
PL Capital Advisors
Florida
+$120K
4
American Century Companies
American Century Companies
Missouri
+$119K
5
UB
UMB Bank
Missouri
+$72.6K

Top Sellers

Rank Fund Capital Flow
1
ECA
Endeavour Capital Advisors
Connecticut
-$346K
2
GJL
Gendell Jeffrey L
-$342K
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$321K
4
E
Ergoteles
New York
-$307K
5
FL
Fourthstone LLC
Missouri
-$171K
Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of New York Mellon
26
Bank of New York Mellon
New York
$268K +$629 +28 +0.3%
FL
27
Fourthstone LLC
Missouri
$262K -$171K -7,622 -41%
LSV Asset Management
28
LSV Asset Management
Illinois
$201K – – –
CTC
29
Central Trust Company
Missouri
$124K – – –
UB
30
UMB Bank
Missouri
$78K +$72.6K +3,232 New
California State Teachers Retirement System (CalSTRS)
31
California State Teachers Retirement System (CalSTRS)
California
$11K – – –
Morgan Stanley
32
Morgan Stanley
New York
$4K -$37.6K -1,676 -92%
Bank of America
33
Bank of America
North Carolina
$4K -$809 -36 -18%
TRCT
34
Tower Research Capital (TRC)
New York
$2K +$1.8K +80 New
UBS Group
35
UBS Group
Switzerland
$1K -$16.8K -747 -94%
Wells Fargo
36
Wells Fargo
California
$1K -$45 -2 -4%
Royal Bank of Canada
37
Royal Bank of Canada
Ontario, Canada
$1K +$831 +37 New
Susquehanna International Group
38
Susquehanna International Group
Pennsylvania
– -$321K -15,001 Closed
Barclays
39
Barclays
United Kingdom
– -$17K -788 Closed
BNP Paribas Financial Markets
40
BNP Paribas Financial Markets
France
– -$1.85K -87 Closed
1
2

HWBK Hedge Fund Activity: Q4 2021 in Review

37 of the 6,499 institutional investors tracked by Wall St. Rank reported a position in Hawthorn Bancshares (HWBK) for Q4 2021, worth a combined $56.5M — up 15% from $49M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new HWBK positions and 3 closed out — a net gain of 3 holders — while 8 added to existing stakes and 13 trimmed.

The largest buyer was AllianceBernstein, adding an estimated $1.27M. The largest seller was Endeavour Capital Advisors, cutting an estimated $346K.

  • 37 institutional investors held Hawthorn Bancshares (HWBK) as of Q4 2021, up from 34 in Q3 2021.
  • Funds reported $56.5M of Hawthorn Bancshares stock for Q4 2021, up 15% quarter-over-quarter.
  • 6 funds opened new Hawthorn Bancshares positions in Q4 2021 and 3 closed out, a net change of +3 holders.
  • The largest Hawthorn Bancshares buyer in Q4 2021 was AllianceBernstein, an estimated $1.27M added.
  • The largest Hawthorn Bancshares seller in Q4 2021 was Endeavour Capital Advisors, an estimated $346K sold.

Based on aggregated 13F filings for Q4 2021.