We are live on ! Find out more
HWBK icon

Hawthorn Bancshares
HWBK

34 hedge funds and large institutions have $49M invested in Hawthorn Bancshares in 2021 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 12 increasing their positions, 15 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% more capital invested

Capital invested by funds: $47.9M → $49M (+$1.16M)

0.48% more ownership

Funds ownership: 34.09% → 34.57% (+0.48%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

11% less funds holding

Funds holding: 38 → 34 (-4)

20% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 15

67% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 6

Holders
34
Holders Change
-4
Holders Change %
-10.53%
% of All Funds
0.6%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
2
Increased
12
Reduced
15
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AllianceBernstein
AllianceBernstein
Tennessee
+$2.03M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$315K
3
PH
Pinnacle Holdings
Oklahoma
+$306K
4
Vanguard Group
Vanguard Group
Pennsylvania
+$214K
5
MI
M3F Inc
Utah
+$208K

Top Sellers

Rank Fund Capital Flow
1
Millennium Management
Millennium Management
New York
-$975K
2
BlackRock
BlackRock
New York
-$492K
3
Renaissance Technologies
Renaissance Technologies
New York
-$377K
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$315K
5
State Street
State Street
Massachusetts
-$219K
Name Holding Trade Value Shares
Change 		Change in
Stake
LSV Asset Management
26
LSV Asset Management
Illinois
$180K – – –
CTC
27
Central Trust Company
Missouri
$111K +$23.1K +1,100 +27%
Morgan Stanley
28
Morgan Stanley
New York
$39K -$76.1K -3,621 -66%
Barclays
29
Barclays
United Kingdom
$17K -$33.2K -1,581 -67%
UBS Group
30
UBS Group
Switzerland
$17K +$16.6K +792 New
California State Teachers Retirement System (CalSTRS)
31
California State Teachers Retirement System (CalSTRS)
California
$10K – – –
Bank of America
32
Bank of America
North Carolina
$4K -$30.6K -1,458 -88%
BNP Paribas Financial Markets
33
BNP Paribas Financial Markets
France
$1.85K -$15.9K -758 -90%
Wells Fargo
34
Wells Fargo
California
$1K -$126 -6 -11%
T. Rowe Price Associates
35
T. Rowe Price Associates
Maryland
– -$315K -14,850 Closed
N
36
Nuveen
North Carolina
– -$216K -10,195 Closed
Royal Bank of Canada
37
Royal Bank of Canada
Ontario, Canada
– -$34K -1,605 Closed
Deutsche Bank
38
Deutsche Bank
Germany
– -$4K -188 Closed
AIG
39
American International Group
New York
– -$3 -147 Closed
New York State Common Retirement Fund
40
New York State Common Retirement Fund
New York
– -$1K -52 Closed
1
2

HWBK Hedge Fund Activity: Q3 2021 in Review

34 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Hawthorn Bancshares (HWBK) for Q3 2021, worth a combined $49M — up 2.4% from $47.9M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of HWBK and 2 opened new positions — a net loss of 4 holders — while 15 trimmed existing stakes and 12 added.

The largest buyer was AllianceBernstein, adding an estimated $2.03M. The largest seller was Millennium Management, cutting an estimated $975K.

  • 34 institutional investors held Hawthorn Bancshares (HWBK) as of Q3 2021, down from 38 in Q2 2021.
  • Funds reported $49M of Hawthorn Bancshares stock for Q3 2021, up 2.4% quarter-over-quarter.
  • 2 funds opened new Hawthorn Bancshares positions in Q3 2021 and 6 closed out, a net change of -4 holders.
  • The largest Hawthorn Bancshares buyer in Q3 2021 was AllianceBernstein, an estimated $2.03M added.
  • The largest Hawthorn Bancshares seller in Q3 2021 was Millennium Management, an estimated $975K sold.

Based on aggregated 13F filings for Q3 2021.