Hawthorn Bancshares
HWBK
37 hedge funds and large institutions have $44M invested in Hawthorn Bancshares in 2020 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 11 increasing their positions, 20 reducing their positions, and 3 closing their positions.
0.53% more ownership
Funds ownership: 39.74% → 40.27% (+0.53%)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
3% less capital invested
Capital invested by funds: $45.2M → $44M (-$1.15M)
8% less funds holding
Funds holding: 40 → 37 (-3)
45% less repeat investments, than reductions
Existing positions increased: 11 | Existing positions reduced: 20
100% less first-time investments, than exits
New positions opened: 0 | Existing positions closed: 3
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
ACM
Ategra Capital Management
Vienna,
Virginia
|
+$622K |
| 2 |
BCM
Bridgeway Capital Management
Houston,
Texas
|
+$127K |
| 3 |
TRCT
Tower Research Capital (TRC)
New York
|
+$95.6K |
| 4 |
Northern Trust
Chicago,
Illinois
|
+$52.4K |
| 5 |
RC
RBF Capital
San Francisco,
California
|
+$24.6K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
FCM
FJ Capital Management
Mclean,
Virginia
|
-$127K |
| 2 |
OSAM
O'Shaughnessy Asset Management
Stamford,
Connecticut
|
-$59.2K |
| 3 |
State Street
Boston,
Massachusetts
|
-$49.3K |
| 4 |
Wells Fargo
San Francisco,
California
|
-$33.6K |
| 5 |
Morgan Stanley
New York
|
-$24.5K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
Deutsche Bank
Frankfurt Am Main Ge,
Germany
| $56K | +$5.09K | +315 | +11% |
|
27
Barclays
London,
United Kingdom
| $52K | -$9.65K | -597 | -16% |
|
28
Bank of America
Charlotte,
North Carolina
| $34K | -$17.6K | -1,089 | -35% |
|
29
BNP Paribas Financial Markets
Paris,
France
| $27.1K | +$20.5K | +1,268 | +372% |
|
|
30
Morgan Stanley
New York
| $10K | -$24.5K | -1,518 | -72% |
|
31
UBS Group
Zurich,
Switzerland
| $10K | -$21.8K | -1,349 | -68% |
|
32
Legal & General Group
London,
United Kingdom
| $10K | -$4.28K | -265 | -31% |
|
|
AIP
33
Ameritas Investment Partners
Lincoln,
Nebraska
| $10K | – | – | – |
|
34
Citigroup
New York
| $5K | -$9.36K | -579 | -65% |
|
35
Bank of Montreal
Toronto,
Ontario, Canada
| $5K | -$3.3K | -204 | -40% |
|
|
OSAM
36
O'Shaughnessy Asset Management
Stamford,
Connecticut
| $1K | -$59.2K | -3,661 | -99% |
|
|
PCIA
37
Prime Capital Investment Advisors
Overland Park,
Kansas
| – | -$9K | -498 | Closed |
|
38
Canada Life
Winnipeg,
Manitoba, Canada
| – | -$1K | -70 | Closed |
|
HWBK Hedge Fund Activity: Q3 2020 in Review
37 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Hawthorn Bancshares (HWBK) for Q3 2020, worth a combined $44M — down 2.5% from $45.2M a quarter earlier.
Sellers outnumbered buyers: 3 funds closed out of HWBK and 0 opened new positions — a net loss of 3 holders — while 20 trimmed existing stakes and 11 added.
The largest buyer was Ategra Capital Management, adding an estimated $622K. The largest seller was FJ Capital Management, cutting an estimated $127K.
- 37 institutional investors held Hawthorn Bancshares (HWBK) as of Q3 2020, down from 40 in Q2 2020.
- Funds reported $44M of Hawthorn Bancshares stock for Q3 2020, down 2.5% quarter-over-quarter.
- 0 funds opened new Hawthorn Bancshares positions in Q3 2020 and 3 closed out, a net change of -3 holders.
- The largest Hawthorn Bancshares buyer in Q3 2020 was Ategra Capital Management, an estimated $622K added.
- The largest Hawthorn Bancshares seller in Q3 2020 was FJ Capital Management, an estimated $127K sold.
Based on aggregated 13F filings for Q3 2020.