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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
WOC
201
West Oak Capital
California
$9K +$8.55K +500 New
WQ
202
Wealth Quarterback
New Jersey
$9K +$8.95K +523 New
TAM
203
Tucker Asset Management
Colorado
$7.92K – – –
GWMIA
204
Global Wealth Management Investment Advisory
Florida
$7K -$2.91K -170 -30%
GAM
205
Gemmer Asset Management
California
$5K – – –
GWSG
206
GPS Wealth Strategies Group
Colorado
$5K – – –
WT
207
Whittier Trust
California
$4K – – –
LWANC
208
Laurel Wealth Advisors (North Carolina)
North Carolina
$4K +$68 +4 +2%
VNA
209
Valley National Advisers
Pennsylvania
$3K – – –
AF
210
Allworth Financial
California
$3K +$2.89K +169 New
ADL
211
Asset Dedication LLC
California
$3K +$3.42K +200 New
EVM
212
Eaton Vance Management
Massachusetts
$2K -$5.92K -346 -78%
S
213
SignatureFD
Georgia
$1K +$1.04K +61 New
GIP
214
Granite Investment Partners
California
– -$19M -1,183,727 Closed
California Public Employees Retirement System
215
California Public Employees Retirement System
California
– -$3.71M -231,600 Closed
New York State Common Retirement Fund
216
New York State Common Retirement Fund
New York
– -$1.33M -82,693 Closed
LCWP
217
Legacy Capital Wealth Partners
Arkansas
– -$1.2M -74,657 Closed
Assenagon Asset Management
218
Assenagon Asset Management
Luxembourg
– -$1.16M -72,261 Closed
TLFA
219
True Link Financial Advisors
California
– -$533K -33,252 Closed
CIC
220
Carnegie Investment Counsel
Ohio
– -$533K -33,250 Closed
CC
221
Claybrook Capital
Massachusetts
– -$523K -32,620 Closed
ACM
222
Ascendant Capital Management
California
– -$441K -27,500 Closed
CWM
223
Centric Wealth Management
Illinois
– -$385K -24,000 Closed
CSPIA
224
Cary Street Partners Investment Advisory
Virginia
– -$23K -23,142 Closed
Group One Trading
225
Group One Trading
Illinois
– -$316K -19,714 Closed