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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
Lazard Asset Management
151
Lazard Asset Management
New York
$53K
LC
152
Lindbrook Capital
California
$46K +$78.3K +6,000 New
Carson Wealth (CWM LLC)
153
Carson Wealth (CWM LLC)
Nebraska
$43K
PO
154
Private Ocean
California
$35K
OIA
155
Optimum Investment Advisors
Illinois
$27K -$39.2K -3,000 -46%
CCM
156
Covington Capital Management
California
$27K
HCM
157
Highlander Capital Management
New Jersey
$27K
PA
158
Parallel Advisors
California
$24K -$45.2K -3,465 -52%
TCM
159
Tradewinds Capital Management
Washington
$18K +$718 +55 +2%
AA
160
Advisory Alpha
Michigan
$17K -$20.9K -1,600 -45%
AWM
161
Atticus Wealth Management
Florida
$17K +$13.1K +1,000 +85%
PCG
162
Private Capital Group
Connecticut
$16K
TI
163
tru Independence
Oregon
$15K
TFS
164
TrustCore Financial Services
Tennessee
$15K
LPWM
165
Lake Point Wealth Management
Texas
$14K +$1.31K +100 +6%
BNP Paribas Financial Markets
166
BNP Paribas Financial Markets
France
$13.9K -$3.46K -265 -13%
Northwestern Mutual Wealth Management
167
Northwestern Mutual Wealth Management
Wisconsin
$11K
PMFA
168
Plante Moran Financial Advisors
Michigan
$11K +$2.27K +174 +14%
CFN
169
Cordasco Financial Network
Florida
$10K +$496 +38 +3%
AA
170
Ancora Advisors
Ohio
$10K +$7.98K +611 +96%
OPS
171
Orion Portfolio Solutions
Nebraska
$9K +$15.1K +1,157 New
Group One Trading
172
Group One Trading
Illinois
$9K +$15.7K +1,200 New
AWM
173
Avior Wealth Management
Nebraska
$8K
Fifth Third Bancorp
174
Fifth Third Bancorp
Ohio
$8K
AF
175
Allworth Financial
California
$8K +$431 +33 +3%